Home/Filings/4/0001173397-05-000006
4//SEC Filing

ENERGY EAST CORP 4

Accession 0001173397-05-000006

CIK 0001046861operating

Filed

May 19, 8:00 PM ET

Accepted

May 20, 11:45 AM ET

Size

16.5 KB

Accession

0001173397-05-000006

Insider Transaction Report

Form 4
Period: 2005-05-19
BENSON RICHARD R
Vice President-Subsidiary
Transactions
  • Exercise/Conversion

    Employee Stock Option (right to buy) /SAR

    2005-05-19$27.69/sh3,987$110,4007,975 total
    Exercise: $26.22From: 2005-04-01Exp: 2015-04-01Common Stock (3,987 underlying)
  • Exercise/Conversion

    Common Stock

    2005-05-19$26.72/sh+40,000$1,068,75260,517.354 total
  • Disposition to Issuer

    Common Stock

    2005-05-19$27.69/sh40,000$1,107,60020,517.354 total
  • Exercise/Conversion

    Employee Stock Option (right to buy) / SAR

    2005-02-17$26.64/sh13,333$355,1916,667 total
    Exercise: $23.89From: 2004-02-12Exp: 2014-02-12Common Stock (13,333 underlying)
  • Exercise/Conversion

    Common Stock

    2005-05-19$26.22/sh+3,987$104,53924,504.354 total
  • Disposition to Issuer

    Common stock

    2005-05-19$27.69/sh3,987$110,40020,517.354 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    7,701.16
Footnotes (5)
  • [F1]Includes equity securities acquired with reinvested dividends which are exempt from reporting under Rule 16a-11.
  • [F2]Includes equity securities acquired with participant contributions, Company matching fund contributions, and reinvested dividends pursuant to the common stock fund of the Company's 401(k) Plan which are exempt from reporting.
  • [F3]The Stock Appreciation Right (SAR) was issued in tandem with an Employee Stock Option (right to buy). The exercise of a SAR will result in the corresponding cancellation of the Employee Stock Option (right to buy) to the extent of the number of shares of the Company's Common Stock as to which SARs are exercised. The exercise of the Employee Stock Option (right to buy) will result in the corresponding cancellation of a SAR to the extent of the number of shares of the Company's Common Stock as to which the Employee Stock Option (right to buy) is exercised.
  • [F4]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 12, 2004; (b) in aggregate as to no more than 66 2/3% on January 1, 2005; and (c) on January 1, 2006 as to 100% of all options which have not been previously exercised.
  • [F5]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on April 1, 2005; (b) in aggregate as to no more than 66 2/3% on January 1, 2006; and (c) on January 1, 2007 as to 100% of all options which have not been previously exercised.

Issuer

ENERGY EAST CORP

CIK 0001046861

Entity typeoperating
IncorporatedNY

Related Parties

1
  • filerCIK 0001046861

Filing Metadata

Form type
4
Filed
May 19, 8:00 PM ET
Accepted
May 20, 11:45 AM ET
Size
16.5 KB