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4//SEC Filing

MARCIANO PAUL 4

Accession 0001173879-21-000005

CIK 0000912463other
View on SEC.govCompany Profile

Filed

Apr 14, 8:00 PM ET

Accepted

Apr 15, 5:55 PM ET

Size

22.5 KB

Accession

0001173879-21-000005

Insider Transaction Report

Form 4
Period: 2021-04-13
GUESS INCGES
MARCIANO PAUL
DirectorVice Chairman & CEO10% Owner
Transactions
  • Sale

    Common Stock

    2021-04-13$26.77/sh−30,000$803,100→ 1,451,700 total(indirect: By LLC)
  • Gift

    Common Stock

    2021-04-06−35,000→ 1,725,000 total(indirect: By LLC)
  • Sale

    Common Stock

    2021-04-14$26.98/sh−40,000$1,079,200→ 1,411,700 total(indirect: By LLC)
  • Gift

    Common Stock

    2021-04-07−29,615→ 1,662,094 total(indirect: By Trust)
  • Award

    Common Stock

    2021-04-13+310,881→ 379,328 total
  • Sale

    Common Stock

    2021-04-15$27.43/sh−30,000$822,900→ 1,381,700 total(indirect: By LLC)
Holdings

  • Common Stock

    (indirect: By Trust)
    105,977

  • Common Stock

    (indirect: By LLC)
    554,940

  • Common Stock

    (indirect: By Trust)
    370,309

  • Common Stock

    (indirect: By Trust)
    349,491

  • Common Stock

    (indirect: By LLC)
    170,666

  • Common Stock

    (indirect: By LLC)
    339,005

  • Common Stock

    (indirect: By Trust)
    4,598,087

  • Common Stock

    (indirect: By LLC)
    103,801

  • Common Stock

    (indirect: By Trust)
    10,145,586
Footnotes (17)
  • [F1]Acquired pursuant to Issuer's employee equity plan upon achievement of previously established performance criteria.
  • [F10]Shares are held by Exempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
  • [F11]Shares are held by the Nonexempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
  • [F12]Shares are held by Paul Marciano Special Exempt Trust.
  • [F13]Shares are held by G Financial Holdings, LLC.
  • [F14]Shares are held by G Financial Holdings II, LLC.
  • [F15]Shares are held by the Maurice Marciano Trust (2006 Restatement). The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
  • [F16]Shares are held by Next Step Capital, LLC. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
  • [F17]Shares are held by Next Step Capital II, LLC. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
  • [F2]Reflects changes in form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest.
  • [F3]The reported price represents the weighted average price for shares sold in multiple transactions ranging from $26.54 to $27.00. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
  • [F4]The reported price represents the weighted average price for shares sold in multiple transactions ranging from $26.67 to $27.36. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
  • [F5]The reported price represents the weighted average price for shares sold in multiple transactions ranging from $26.65 to $28.08. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
  • [F6]Shares are held by NRG Capital Holdings, LLC.
  • [F7]Shares are held by MM CRUT, LLC. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
  • [F8]Shares are held by Maurice Marciano Charitable Remainder Unitrust II. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
  • [F9]Shares are held by the Paul Marciano Trust dated, 2/20/86.

Documents

1 file

Issuer

GUESS INC

CIK 0000912463

→
Entity typeother

Related Parties

1
  • filerCIK 0001173879

Filing Metadata

Form type
4
Filed
Apr 14, 8:00 PM ET
Accepted
Apr 15, 5:55 PM ET
Size
22.5 KB
View on SEC.gov