IEH Corp·4/A

Mar 10, 5:22 PM ET

Offerman Dave 4/A

4/A · IEH Corp · Filed Mar 10, 2026

Research Summary

AI-generated summary of this filing

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IEH Corp (IEHC) CEO Dave Offerman Exercises Options, Surrenders Shares

What Happened
Dave Offerman, Chairman of the Board, President & CEO and a director of IEH Corp (IEHC), exercised 46,217 options effective 2025-06-30. The exercise reflected an aggregate exercise value of $277,302 (46,217 shares × $6.00). To cover the exercise price and/or tax withholding, 29,190 shares were surrendered at $9.50 per share (value $277,305). After the net settlement, he received approximately 17,027 net shares. This filing is an amendment correcting the reported post-transaction holdings.

Key Details

  • Transaction date: 2025-06-30 (reported on an amended Form 4 filed 2026-03-10; original Form 4 filed July 1, 2025).
  • Option exercise: 46,217 shares @ $6.00 = $277,302 (code M).
  • Shares surrendered to satisfy exercise/taxes: 29,190 shares @ $9.50 = $277,305 (code F; footnote F1: surrendered to satisfy exercise price/tax liability).
  • Additional line reports the derivative conversion (46,217 shares @ $0.00) as part of the exercise reporting.
  • Shares beneficially owned after transaction: 407,127 common shares (footnote F2: this amended filing corrects a previously misstated 407,027 figure).
  • Filing status: This is an amended Form 4 (correction); the original was timely (filed July 1, 2025); the amendment was submitted 2026-03-10 to correct ownership reporting.

Context
This was an option exercise with a net-share (cashless) settlement: some exercised shares were surrendered to satisfy the exercise price and tax withholding rather than an open-market sale or cash payment. Such routine exercises do not necessarily indicate a change in the insider’s view of the company; they are commonly used to monetize option value or satisfy tax and cost obligations.

Insider Transaction Report

Form 4/AAmended
Period: 2025-06-30
Offerman Dave
DirectorCOB, President and CEO
Transactions
  • Exercise/Conversion

    Common Stock, par value $0.01per share

    2025-06-30$6.00/sh46,217$277,302436,317 total
  • Tax Payment

    Common Stock, par value $0.01 per share

    [F1][F2]
    2025-06-30$9.50/sh29,190$277,305407,127 total
  • Exercise/Conversion

    Options to purchase common stock, par value $0.01 per share

    2025-06-3046,217250,000 total
    Exercise: $6.00From: 2015-07-01Exp: 2025-07-01Common stock, par value $0.01 per share (46,217 underlying)
Footnotes (2)
  • [F1]Shares surrendered by reporting person to satisfy the exercise price associated with the exercise of the options described in Table II of this Form 4.
  • [F2]In the original filing of this Form 4 filed on July 1 ,2025, the number of Securities beneficially owned following the reported transaction was incorrectly stated as 407,027 shares. The correct number should have been 407,127 shares of common stock.
Signature
/s/Steven L. Glauberman, as attorney-in-fact for David Offerman|2026-03-10

Documents

1 file
  • 4
    ownership.xml