FUELCELL ENERGY INC 4

4 · FUELCELL ENERGY INC · Filed Apr 30, 2004

Form 4

Period: 2004-03-30

SVP, Marketing and Sales

Transactions

Exercise/Conversion
Employee Stock Option (right to buy)
2004-04-28−8,750→ 37,500 total
Exercise: $5.45Exp: 2013-02-11→ Common Shares $.0001 par value (8,750 underlying)
Exercise/Conversion
Common Stock
2004-04-28$5.45/sh+8,750$47,688→ 8,750 total
Award
Employee Stock Option (right to buy)
2004-03-30+15,000→ 15,000 total
Exercise: $13.78Exp: 2014-03-30→ Common Stock $.0001 par value (15,000 underlying)
Sale
Common Stock
2004-04-28$17.30/sh−8,750$151,375→ 0 total
Exercise/Conversion
Common Stock
2004-04-27$5.45/sh+3,750$20,438→ 3,750 total
Sale
Common Stock
2004-04-27$18.92/sh−3,750$70,950→ 0 total
Exercise/Conversion
Employee Stock Option (right to buy)
2004-04-27−3,750→ 46,250 total
Exercise: $5.45Exp: 2013-02-11→ Common Shares $.0001 par value (3,750 underlying)

Holdings

Employee Stock Option (right to buy)
Exercise: $13.76Exp: 2011-12-19→ Common Shares $.0001 par value (50,000 underlying)
50,000
Employee Stock Option (right to buy)
Exercise: $18.45Exp: 2010-07-31→ Common Shares $.0001 par value (320,000 underlying)
320,000

Footnotes (4)

[F1]Sales price represents the average price of shares sold
[F2]These options are exercisable in four yearly installments beginning one year from date of grant, which is ten years prior to the expiration date
[F3]Blank Field
[F4]These options are exercisable at the rate of 40 percent after one year from the date of grant and 20 percent per year cumulatively thereafter

Documents

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