|4/AJul 21, 5:24 PM ET

Fialkov Howie 4/A

4/A · ANDAIN, INC. · Filed Jul 21, 2011

Insider Transaction Report

Form 4/AAmended
Period: 2011-01-14
Fialkov Howie
10% Owner
Transactions
  • Purchase

    Common Stock

    2011-01-14$0.00/sh+850,000$8503,051,800 total(indirect: Control of 1568934 Ontario Limited)
  • Purchase

    Common Stock

    2011-01-14$0.75/sh+266,667$200,0003,318,467 total(indirect: Control of 1568934 Ontario Limited)
  • Other

    01/14/2011

    2011-01-14+11 total(indirect: Control of 1568934 Ontario Limited)
    Exercise: $0.00From: 2011-04-11Exp: 2013-04-11common stock (1,000,000 underlying)
Footnotes (5)
  • [F1]1568934 Ontario Limited entered into a stock purchase agreement dated January 14, 2011 to purchase 850,000 shares of common stock from Pangea Investments GmbH, another affiliate of the issuer.
  • [F2]1568934 Ontario Limited entered into a Regulation S Stock Purchase Agreement dated January 14, 2011 to purchase 266,667 shares of common stock from the issuer.
  • [F3]This stock option was issued in connection with the above mentioned Regulation S Stock Purchase Agreement.
  • [F4]Exercisable for a period of 24 months from the issuer's Form 15c2-11 filing with FINRA.
  • [F5]Exercisable at a price that is equal to the public offering price of the issuer's common stock in a future Form S-1 registration statement.

Documents

1 file
  • 4
    zk1110185.xml