TABAK HAIM 4

4 · Win Global Markets, Inc. · Filed Oct 24, 2012

Form 4

Period: 2012-10-23

Chief Operating Officer

Transactions

Disposition to Issuer
Stock option (right to buy)
2012-10-23−500,000→ 0 total
Exercise: $0.11Exp: 2015-12-08→ Common Stock (500,000 underlying)
Disposition to Issuer
Stock option (right to buy)
2012-10-23−200,000→ 0 total
Exercise: $0.55Exp: 2014-12-31→ Common Stock (200,000 underlying)
Disposition to Issuer
Stock option (right to buy)
2012-10-23−500,000→ 0 total
Exercise: $0.06Exp: 2014-08-19→ Common Stock (500,000 underlying)
Award
Stock option (right to buy)
2012-10-23+200,000→ 200,000 total
Exercise: $0.55Exp: 2014-01-15→ Common Stock (200,000 underlying)
Award
Stock option (right to buy)
2012-10-23+500,000→ 500,000 total
Exercise: $0.06Exp: 2014-01-15→ Common Stock (500,000 underlying)
Award
Stock option (right to buy)
2012-10-23+400,000→ 400,000 total
Exercise: $1.15Exp: 2014-01-15→ Common Stock (400,000 underlying)
Award
Stock option (right to buy)
2012-10-23+500,000→ 500,000 total
Exercise: $0.11Exp: 2014-01-15→ Common Stock (500,000 underlying)
Disposition to Issuer
Stock option (right to buy)
2012-10-23−400,000→ 0 total
Exercise: $1.15Exp: 2016-04-03→ Common Stock (400,000 underlying)

Footnotes (5)

[F1]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 31, 2004 and is fully vested as of October 15, 2012.
[F2]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on April 3, 2006 and is fully vested as of October 15, 2012.
[F3]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on August 20, 2009 and is fully vested as of October 15, 2012.
[F4]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 9, 2010 and is fully vested as of October 15, 2012.
[F5]The options were granted pursuant to the Issuer's 2004 Global Share Option Plan, as amended, in consideration for services rendered by Mr. Tabak.

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