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4//SEC Filing

TABAK HAIM 4

Accession 0001178913-12-002947

CIK 0001175442other
View on SEC.govCompany Profile

Filed

Oct 23, 8:00 PM ET

Accepted

Oct 24, 9:31 AM ET

Size

22.1 KB

Accession

0001178913-12-002947

Insider Transaction Report

Form 4
Period: 2012-10-23
Win Global Markets, Inc.WGMI
TABAK HAIM
Chief Operating Officer
Transactions
  • Disposition to Issuer

    Stock option (right to buy)

    2012-10-23−500,000→ 0 total
    Exercise: $0.11Exp: 2015-12-08→ Common Stock (500,000 underlying)
  • Disposition to Issuer

    Stock option (right to buy)

    2012-10-23−200,000→ 0 total
    Exercise: $0.55Exp: 2014-12-31→ Common Stock (200,000 underlying)
  • Disposition to Issuer

    Stock option (right to buy)

    2012-10-23−500,000→ 0 total
    Exercise: $0.06Exp: 2014-08-19→ Common Stock (500,000 underlying)
  • Award

    Stock option (right to buy)

    2012-10-23+200,000→ 200,000 total
    Exercise: $0.55Exp: 2014-01-15→ Common Stock (200,000 underlying)
  • Award

    Stock option (right to buy)

    2012-10-23+500,000→ 500,000 total
    Exercise: $0.06Exp: 2014-01-15→ Common Stock (500,000 underlying)
  • Award

    Stock option (right to buy)

    2012-10-23+400,000→ 400,000 total
    Exercise: $1.15Exp: 2014-01-15→ Common Stock (400,000 underlying)
  • Award

    Stock option (right to buy)

    2012-10-23+500,000→ 500,000 total
    Exercise: $0.11Exp: 2014-01-15→ Common Stock (500,000 underlying)
  • Disposition to Issuer

    Stock option (right to buy)

    2012-10-23−400,000→ 0 total
    Exercise: $1.15Exp: 2016-04-03→ Common Stock (400,000 underlying)
Footnotes (5)
  • [F1]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 31, 2004 and is fully vested as of October 15, 2012.
  • [F2]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on April 3, 2006 and is fully vested as of October 15, 2012.
  • [F3]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on August 20, 2009 and is fully vested as of October 15, 2012.
  • [F4]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 9, 2010 and is fully vested as of October 15, 2012.
  • [F5]The options were granted pursuant to the Issuer's 2004 Global Share Option Plan, as amended, in consideration for services rendered by Mr. Tabak.

Documents

1 file

Issuer

Win Global Markets, Inc.

CIK 0001175442

→
Entity typeother

Related Parties

1
  • filerCIK 0001284152

Filing Metadata

Form type
4
Filed
Oct 23, 8:00 PM ET
Accepted
Oct 24, 9:31 AM ET
Size
22.1 KB
View on SEC.gov