GENTIVA HEALTH SERVICES INC 4

4 · GENTIVA HEALTH SERVICES INC · Filed Oct 22, 2013

Form 4

Period: 2013-10-18

Director

Transactions

Award
Common stock
2013-10-18+96,943→ 96,943 total(indirect: By Trust)
Award
Common stock
2013-10-18+96,943→ 96,943 total(indirect: By Trust)
Award
Common stock units
2013-10-18+1,225→ 1,225 total
Exercise: $0.00→ Common stock (1,225 underlying)
Award
Common stock
2013-10-18+481,288→ 481,288 total
Award
Common stock
2013-10-18+49,755→ 49,755 total(indirect: By LLC)
Award
Common stock
2013-10-18+96,943→ 96,943 total(indirect: By Trust)
Award
Common stock
2013-10-18+96,943→ 96,943 total(indirect: By Trust)
Award
Common stock
2013-10-18+96,943→ 96,943 total(indirect: By Trust)
Award
Common stock
2013-10-18+1,906,150→ 1,906,150 total(indirect: By Hicks Healthcare, LP)

Holdings

Footnotes (5)

[F1]Received in exchange for shares of Harden Healthcare Holdings, Inc. common stock in connection with the merger of Harden Healthcare Holdings, Inc. into a wholly owned subsidiary of the Issuer (the "Merger"). On the effective date of the Merger, the closing price of the Issuer's common stock was $11.91 per share.
[F2]These shares are held indirectly through Hicks Healthcare, LP, of which Mr. Hicks is manager of its general partner. Mr. Hicks disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
[F3]These shares are held indirectly through Harden Healthcare Texas, LLC, of which Mr. Hicks is an owner. Mr. Hicks disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
[F4]The common stock units of Gentiva Health Services, Inc. are convertible to shares of common stock of Gentiva at a conversion ratio of one unit for one share of common stock.
[F5]The common stock units are convertible upon the date of termination of service to the Issuer.

Documents

1 file