4//SEC Filing
GENTIVA HEALTH SERVICES INC 4
Accession 0001179022-13-000164
CIK 0001096142operating
Filed
Oct 21, 8:00 PM ET
Accepted
Oct 22, 4:19 PM ET
Size
19.3 KB
Accession
0001179022-13-000164
Insider Transaction Report
Form 4
HICKS R STEVEN
Director
Transactions
- Award
Common stock
2013-10-18+96,943→ 96,943 total(indirect: By Trust) - Award
Common stock
2013-10-18+96,943→ 96,943 total(indirect: By Trust) - Award
Common stock units
2013-10-18+1,225→ 1,225 totalExercise: $0.00→ Common stock (1,225 underlying) - Award
Common stock
2013-10-18+481,288→ 481,288 total - Award
Common stock
2013-10-18+49,755→ 49,755 total(indirect: By LLC) - Award
Common stock
2013-10-18+96,943→ 96,943 total(indirect: By Trust) - Award
Common stock
2013-10-18+96,943→ 96,943 total(indirect: By Trust) - Award
Common stock
2013-10-18+96,943→ 96,943 total(indirect: By Trust) - Award
Common stock
2013-10-18+1,906,150→ 1,906,150 total(indirect: By Hicks Healthcare, LP)
Holdings
- 10,000(indirect: By Spouse)
Common stock
Footnotes (5)
- [F1]Received in exchange for shares of Harden Healthcare Holdings, Inc. common stock in connection with the merger of Harden Healthcare Holdings, Inc. into a wholly owned subsidiary of the Issuer (the "Merger"). On the effective date of the Merger, the closing price of the Issuer's common stock was $11.91 per share.
- [F2]These shares are held indirectly through Hicks Healthcare, LP, of which Mr. Hicks is manager of its general partner. Mr. Hicks disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F3]These shares are held indirectly through Harden Healthcare Texas, LLC, of which Mr. Hicks is an owner. Mr. Hicks disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F4]The common stock units of Gentiva Health Services, Inc. are convertible to shares of common stock of Gentiva at a conversion ratio of one unit for one share of common stock.
- [F5]The common stock units are convertible upon the date of termination of service to the Issuer.
Documents
Issuer
GENTIVA HEALTH SERVICES INC
CIK 0001096142
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001096142
Filing Metadata
- Form type
- 4
- Filed
- Oct 21, 8:00 PM ET
- Accepted
- Oct 22, 4:19 PM ET
- Size
- 19.3 KB