Home/Filings/4/0001179022-14-000174
4//SEC Filing

ADTRAN INC 4

Accession 0001179022-14-000174

$ADTNCIK 0000926282operating

Filed

Nov 17, 7:00 PM ET

Accepted

Nov 18, 3:43 PM ET

Size

10.3 KB

Accession

0001179022-14-000174

Insider Transaction Report

Form 4
Period: 2014-11-15
MATTHEWS JAMES E
DirectorSr. Vice President
Transactions
  • Award

    Phantom stock

    2014-11-15+1,42811,176.271 total
    Common stock (1,428 underlying)
  • Award

    Non-Qualified Stock Option (right to buy)

    2014-11-15+22,15722,157 total
    Exercise: $18.97From: 2016-11-15Exp: 2024-11-15Common Stock (22,157 underlying)
  • Award

    Incentive Stock Option (right to buy)

    2014-11-15+5,2715,271 total
    Exercise: $18.97From: 2016-11-15Exp: 2024-11-15Common Stock (5,271 underlying)
Footnotes (4)
  • [F1]Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.
  • [F2]The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.
  • [F3]Upon vesting of performance shares awarded pursuant to a grant of November 4, 2011 under the ADTRAN, Inc. 2006 Employee Stock Incentive Plan, the reporting person deferred the receipt of shares of the Company's common stock and received instead shares of phantom stock pursuant to the Company's deferred compensation plan.
  • [F4]The option vests in four equal and annual installments beginning on the first anniversary of the date of the grant as shown in column 6.

Issuer

ADTRAN INC

CIK 0000926282

Entity typeoperating

Related Parties

1
  • filerCIK 0000926282

Filing Metadata

Form type
4
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 3:43 PM ET
Size
10.3 KB