Home/Filings/4/A/0001179044-03-000140
4/A//SEC Filing

BERNER EDGAR F 4/A

Accession 0001179044-03-000140

CIK 0001017712other

Filed

Oct 6, 8:00 PM ET

Accepted

Oct 7, 12:21 PM ET

Size

7.0 KB

Accession

0001179044-03-000140

Insider Transaction Report

Form 4/AAmended
Period: 2003-09-25
Transactions
  • Sale

    Common Stock

    1988-08-0805,213 total
  • Sale

    Common Stock

    2003-09-26$23.50/sh5,000$117,50089,905 total(indirect: By Trust)
Footnotes (2)
  • [F1]All share amounts including beneficial ownership amounts, have been split adjusted (based on the September 2, 2003 effective date) 3 for 2 stock split. As a result, all share totals, which includes beneficial ownership have been adjusted, effective September 2, 2003. This note relates to Mr. Edgar Berner's beneficial ownership, which includes 6,000 shares held by the Julia A. Berner Trust, of which Mr. Berner's wife is the trustee. The remainder of the indirect shares are held in trust by Mr. Edgar Berner. Beneficial Ownership also includes direct ownership of 5,213 shares consisting of restricted stock awarded to Mr. Berner on 3/6/2001 (2,381 shares fully vested), 6/13/2002 (1,404 shares fully vested) and 6/12/2003 (1,428 shares will fully vest on 6/12/2004).
  • [F2]The transaction information provided herein for items 2, 3 and 4 is "dummy" information. This information is being reported to show the total beneficial ownership of the class of security.

Issuer

HOT TOPIC INC /CA/

CIK 0001017712

Entity typeother

Related Parties

1
  • filerCIK 0001247932

Filing Metadata

Form type
4/A
Filed
Oct 6, 8:00 PM ET
Accepted
Oct 7, 12:21 PM ET
Size
7.0 KB