Home/Filings/4/0001179110-03-005345
4//SEC Filing

BURROWS JAMES C 4

Accession 0001179110-03-005345

CIK 0001053706other

Filed

Aug 10, 8:00 PM ET

Accepted

Aug 11, 10:00 PM ET

Size

14.4 KB

Accession

0001179110-03-005345

Insider Transaction Report

Form 4
Period: 2003-08-11
BURROWS JAMES C
DirectorPresident and CEO
Transactions
  • Sale

    Common Stock

    2003-08-11$30.00/sh92,725$2,782,121312,531 total
  • Sale

    Common Stock

    2003-08-11$30.00/sh32,275$968,37939,000 total(indirect: By Trust)
  • Gift

    Common Stock

    2003-07-3171,2750 total(indirect: By Trust)
Holdings
  • Nonqualified Stock Option (right to buy)

    Exercise: $22.81From: 2003-06-05Exp: 2013-06-05Common Stock (10,266 underlying)
    10,266
  • Incentive Stock Option (right to buy)

    Exercise: $19.75From: 2000-04-25Exp: 2010-04-25Common Stock (13,250 underlying)
    13,250
  • Incentive Stock Option (right to buy)

    Exercise: $13.75From: 2003-05-30Exp: 2012-05-30Common Stock (2,624 underlying)
    2,624
  • Nonqualified Stock Option (right to buy)

    Exercise: $13.75From: 2003-05-30Exp: 2012-05-30Common Stock (7,376 underlying)
    7,376
  • Incentive Stock Option (right to buy)

    Exercise: $22.81From: 2003-06-05Exp: 2013-06-05Common Stock (14,734 underlying)
    14,734
  • Incentive Stock Option (right to buy)

    Exercise: $23.00From: 1999-03-12Exp: 2009-03-12Common Stock (10,000 underlying)
    10,000
Footnotes (9)
  • [F1]Represents the mandatory transfer at the end of the annuity period of the remaining shares held by the James C. Burrows Qualified Annuity Trust-1998 to a new trust for the benefit of certain members of Dr. Burrows' immediate family. Dr. Burrows disclaims beneficial ownership of the shares held by the Trust.
  • [F2]Represents shares held by the James C. Burrows Qualified Annuity Trust-1998 for the benefit of Dr. Burrows and certain members of his immediate family. Dr. Burrows disclaims beneficial ownership of the shares held by the Trust.
  • [F3]Represents shares held by the James C. Burrows Irrevocable Trust 1998, Art. Second for the benefit of certain members of Dr. Burrows' immediate family. Dr. Burrows disclaims beneficial ownership of the shares held by the Trust.
  • [F4]Represents the date of the closing of the public offering of shares of CRA's common stock pursuant to the Underwriting Agreement dated August 6, 2003 by and among CRA, the underwriters named therein, the reporting person, and the other selling stockholders named therein.
  • [F5]Represents a discount of $1.746 per share from the public offering price.
  • [F6]Date indicated is date of grant. The option vests over three years, as follows: 4,347 shares vest on the date of grant, 4,347 shares vest on the first anniversary of the date of grant, and 1,306 shares vest on the second anniversary of the date of grant.
  • [F7]Date indicated is date of grant. The option vests over four years, as follows: 3,542 shares vest on the first anniversary of the date of grant and 3,236 shares vest on each of the second, third, and fourth anniversaries of the date of grant.
  • [F8]Date indicated is date of grant. The option vests over four years, as follows: 1,582 shares vest on the first anniversary of the date of grant and 4,384 shares vest on each of the second, third, and fourth anniversaries of the date of grant.
  • [F9]Date indicated is date of grant. The option vests over four years, as follows: 4,668 shares vest on the first anniversary of the date of grant and 1,866 shares vest on each of the second, third, and fourth anniversaries of the date of grant.

Issuer

CHARLES RIVER ASSOCIATES INC

CIK 0001053706

Entity typeother

Related Parties

1
  • filerCIK 0001079318

Filing Metadata

Form type
4
Filed
Aug 10, 8:00 PM ET
Accepted
Aug 11, 10:00 PM ET
Size
14.4 KB