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4//SEC Filing

MID-STATE BANCSHARES 4

Accession 0001179110-03-005690

CIK 0001027324operating

Filed

Aug 13, 8:00 PM ET

Accepted

Aug 14, 6:02 PM ET

Size

6.2 KB

Accession

0001179110-03-005690

Insider Transaction Report

Form 4
Period: 2003-08-12
Transactions
  • Other

    Common Stock

    2003-08-12$15.50/sh+4,000$62,00020,000 total(indirect: By Company)
    Exercise: $15.50From: 2003-08-12Exp: 2008-08-12Common Stock (20,000 underlying)
Footnotes (5)
  • [F1]Non-Qualified Stock Option (right to buy) - 20,000 shares granted at an exercise price of $15.50 per share on August 12, 1998. Option is now fully vested and shares are eligible for exercise until August 12, 2008.
  • [F2]Shares granted at fair market value as of August 12, 1998.
  • [F3]Under the terms of the Company's 1996 Stock Option Plan, this option grant vests 20% per year on the anniversary date of the grant for five (5) years at which time the option becomes 100% vested. Optionee has another five (5) years from the 100% vesting anniversary date to exercise the shares in accordance with the terms and conditions of the Company's Plan. No shares under this option grant have been exercised by the individiual to date.
  • [F4]Additional 4,000 shares vested on August 12, 2003 and are eligible for exercise by Mr. Morris at the exercise price of $15.50 per share. This grant is now fully vested.
  • [F5]Shares granted to Mr. Morris by Company on August 12, 1998. Under this grant, no shares have been exercised to date.

Issuer

MID-STATE BANCSHARES

CIK 0001027324

Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0001027324

Filing Metadata

Form type
4
Filed
Aug 13, 8:00 PM ET
Accepted
Aug 14, 6:02 PM ET
Size
6.2 KB