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4//SEC Filing

TOPHAM WALTER W 4

Accession 0001179110-03-005809

CIK 0000808246other

View on SEC.gov Company Profile

Filed

Aug 17, 8:00 PM ET

Accepted

Aug 18, 4:58 PM ET

Size

12.6 KB

Accession

0001179110-03-005809

Insider Transaction Report

Form 4

Period: 2003-08-15

FIRST ESSEX BANCORP INCFESX

TOPHAM WALTER W

Director

Transactions

Tax Payment
Common stock
2003-08-15$11.38/sh+2,000$22,750→ 16,898 total
Tax PaymentSwap
Common stock option
2003-08-15$7.50/sh−1,000$7,500→ 0 total
Exercise: $7.50From: 1995-12-29Exp: 2004-12-29→ Common stock (1,000 underlying)
Tax PaymentSwap
Common stock option
2003-08-15$16.75/sh−5,000$83,750→ 0 total
Exercise: $16.75From: 2000-03-11Exp: 2009-03-11→ Common stock (5,000 underlying)
Tax Payment
Common stock
2003-08-15$50.84/sh−3,551$180,533→ 13,898 total
Tax Payment
Common stock
2003-08-15$16.75/sh+5,000$83,750→ 21,898 total
Tax Payment
Common stock
2003-08-15$7.50/sh+1,000$7,500→ 14,898 total
Tax PaymentSwap
Common stock option
2003-08-15$11.38/sh−2,000$22,750→ 0 total
Exercise: $11.38From: 1997-01-11Exp: 2006-01-11→ Common stock (2,000 underlying)

Footnotes (1)

[F1](1) The reporting individual also has an indirect interest in 43 shares owned jointly by his wife and daughter.

Documents

1 file

4
edgar.xmlPrimary
FORM 4 -

Issuer

FIRST ESSEX BANCORP INC

CIK 0000808246

Entity typeother

Related Parties

1

filerCIK 0001229435

Filing Metadata

Form type: 4
Filed: Aug 17, 8:00 PM ET
Accepted: Aug 18, 4:58 PM ET
Size: 12.6 KB

View on SEC.gov