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4/A//SEC Filing

RUST WERNER 4/A

Accession 0001179110-03-006518

CIK 0000837913other

View on SEC.gov Company Profile

Filed

Aug 27, 8:00 PM ET

Accepted

Aug 28, 2:03 PM ET

Size

16.1 KB

Accession

0001179110-03-006518

Insider Transaction Report

Form 4/AAmended

Period: 2003-08-27

VP Sales & Marketing

Transactions

Sale
Common Stock
2003-08-27$3.31/sh−10,000$33,083→ 0 total
Exercise/Conversion
Employee Stock Option (right to buy)
2003-08-27$1.29/sh−9,444$12,183→ 71,778 total
Exercise: $1.29From: 2002-11-25Exp: 2007-10-25→ Common Stock (9,444 underlying)
Exercise/Conversion
Common Stock
2003-08-27$1.29/sh+9,444$12,183→ 19,444 total
Sale
Common Stock
2003-08-27$3.31/sh−27,778$91,898→ 10,000 total
Sale
Common Stock
2003-08-27$3.31/sh−25,000$82,708→ 10,000 total
Exercise/Conversion
Employee Stock Option (right to buy)
2003-08-27$3.04/sh−27,778$84,445→ 106,222 total
Exercise: $3.04From: 2002-01-12Exp: 2006-12-12→ Common Stock (27,778 underlying)
Exercise/Conversion
Common Stock
2003-05-30+0→ 10,000 total
Sale
Common Stock
2003-08-27$3.31/sh−9,444$31,244→ 10,000 total
Exercise/Conversion
Employee Stock Option (right to buy)
2003-05-30+0→ 134,000 total
Exercise: $0.00From: 2002-11-25Exp: 2007-10-25→ Common Stock (0 underlying)
Exercise/Conversion
Common Stock
2003-08-27$3.04/sh+27,778$84,445→ 37,778 total
Exercise/Conversion
Common Stock
2003-08-27$2.63/sh+25,000$65,750→ 35,000 total
Exercise/Conversion
Employee Stock Option (right to buy)
2003-08-27$2.63/sh−25,000$65,750→ 81,222 total
Exercise: $2.63From: 2002-02-28Exp: 2007-02-28→ Common Stock (25,000 underlying)

Footnotes (5)

[F1]On May 30, 2003 the reporting person mistakenly filed a Form 4 reporting a sale of 5,667 shares of common stock that did not in fact occur. As of May 30, 2003, the reporting person owned 10,000 shares of common stock.
[F2]On May 30, 2003, the reporting person mistakenly filed a Form 4 reporting an option exercise for 5,667 shares of common stock that did not in fact occur. As of May 30, 2003 the reporting person owned derivative securities representing 134,000 shares of common stock.
[F3]The option vested 1/36th per month from 12/12/01.
[F4]The option vested 1/36th per month from 01/28/02.
[F5]The option vested 1/36th per month from 10/25/02.

Documents

1 file

4
edgar.xml
FORM 4/A -

Issuer

GENUS INC

CIK 0000837913

Entity typeother

Related Parties

1

filerCIK 0001207683

Filing Metadata

Form type: 4/A
Filed: Aug 27, 8:00 PM ET
Accepted: Aug 28, 2:03 PM ET
Size: 16.1 KB

View on SEC.gov