Home/Filings/4/0001179110-03-007105
4//SEC Filing

MID-STATE BANCSHARES 4

Accession 0001179110-03-007105

CIK 0001027324operating

Filed

Sep 7, 8:00 PM ET

Accepted

Sep 8, 7:29 PM ET

Size

6.5 KB

Accession

0001179110-03-007105

Insider Transaction Report

Form 4
Period: 2003-09-08
Transactions
  • Other

    Common Stock

    2003-09-08$16.00/sh+4,000$64,00016,000 total(indirect: By Company)
    Exercise: $16.00From: 2000-09-08Exp: 2009-09-08Common Stock (20,000 underlying)
Footnotes (6)
  • [F1]Non-Qualified Stock Option (right to buy) - 20,000 shares granted September 8, 1999 at an exercise price of $16.00 per share. Additional 4,000 shares will vest on September 8, 2003, bringing the total number of shares vested and eligible for exercise by Mr. Maguire to 16,000 shares.
  • [F2]Shares granted at closing fair market value as of September 8, 1999.
  • [F3]Additional 4,000 shares vesting under this grant, bringing the total number of vested eligible shares for exercise to 16,000.
  • [F4]Under the terms of the Company's 1996 Stock Option Plan, this option vests 20% per year on the anniversary date of the grant for five (5) years at which time the option becomes 100% vested. Optionee has another five (5) years from the 100% vesting anniversary date to exercise the shares in accordance with the terms and conditions of the Company's 1996 Stock Option Plan. To date, no shares under this stock option grant have been exercised by Mr. Maguire.
  • [F5]Additional shares vesting and available for exercise by Mr. Maguire at the exercise price of $16.00 per share.
  • [F6]Stock Option grant issued by the Company on September 8, 1999. To date, Mr. Maguire has not exercised any shares under this grant, and the shares are held in the Company's 1996 Stock Option Plan.

Issuer

MID-STATE BANCSHARES

CIK 0001027324

Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0001027324

Filing Metadata

Form type
4
Filed
Sep 7, 8:00 PM ET
Accepted
Sep 8, 7:29 PM ET
Size
6.5 KB