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4//SEC Filing

SWEENEY JACK A 4

Accession 0001179110-03-007882

CIK 0000356708other

View on SEC.gov Company Profile

Filed

Sep 23, 8:00 PM ET

Accepted

Sep 24, 4:47 PM ET

Size

23.5 KB

Accession

0001179110-03-007882

Insider Transaction Report

Form 4

Period: 2001-01-11

FIRST REGIONAL BANCORPFRGB

DirectorChairman & CEO10% Owner

Transactions

Gift
Common Stock
2001-01-11−2,800→ 1,136,909 total
Award
Stock Option (right to buy)
2003-09-22+3,714→ 126,000 total
Exercise: $20.79From: 2004-10-01Exp: 2013-09-01→ Common Stock (3,714 underlying)
Gift
Common Stock
2002-02-26−1,401→ 1,090,305 total
Gift
Common Stock
2002-02-26−1,402→ 1,090,305 total
Disposition to Issuer
Common Stock
2001-01-17$8.00/sh−10,000$80,000→ 1,126,909 total
Award
Stock Option (right to buy)
2003-09-22+3,716→ 126,000 total
Exercise: $20.79From: 2010-10-01Exp: 2013-09-01→ Common Stock (3,716 underlying)

Holdings

Common Stock
(indirect: By 401(k))
32,350
Common Stock
30,000
Common Stock
930,305
Common Stock
100,000

Footnotes (6)

[F1]Gift to Brandon John Trice Irrevocable Trust
[F2]Represents total number of shares in 401K Plan as of 9/22/2003 (fully vested)
[F3]Gift to Nicholas Akira Sweeney Irrevocable Trust.
[F4]Gift to Jaclyn Yuki Sweeney Irrevocable Trust.
[F5]Beneficially owned by reporting person through Sweeney Family Trust UA 11/13/98.
[F6]Beneficially owned by reporting person jointly with Marilyn J. Sweeney, the reporting person's spouse, through Sweeney Family Trust UA 11/13/98.

Documents

2 files

Issuer

FIRST REGIONAL BANCORP

CIK 0000356708

Entity typeother

Related Parties

1

filerCIK 0001068904

Filing Metadata

Form type: 4
Filed: Sep 23, 8:00 PM ET
Accepted: Sep 24, 4:47 PM ET
Size: 23.5 KB

View on SEC.gov