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FIRST REGIONAL BANCORP·4

Sep 24, 4:47 PM ET

SWEENEY JACK A 4

4 · FIRST REGIONAL BANCORP · Filed Sep 24, 2003

Insider Transaction Report

Form 4
Period: 2001-01-11
FIRST REGIONAL BANCORPFRGB
SWEENEY JACK A
DirectorChairman & CEO10% Owner
Transactions
  • Gift

    Common Stock

    2001-01-11−2,800→ 1,136,909 total
  • Award

    Stock Option (right to buy)

    2003-09-22+3,714→ 126,000 total
    Exercise: $20.79From: 2004-10-01Exp: 2013-09-01→ Common Stock (3,714 underlying)
  • Gift

    Common Stock

    2002-02-26−1,401→ 1,090,305 total
  • Gift

    Common Stock

    2002-02-26−1,402→ 1,090,305 total
  • Disposition to Issuer

    Common Stock

    2001-01-17$8.00/sh−10,000$80,000→ 1,126,909 total
  • Award

    Stock Option (right to buy)

    2003-09-22+3,716→ 126,000 total
    Exercise: $20.79From: 2010-10-01Exp: 2013-09-01→ Common Stock (3,716 underlying)
Holdings

  • Common Stock

    (indirect: By 401(k))
    32,350

  • Common Stock

    30,000

  • Common Stock

    930,305

  • Common Stock

    100,000
Footnotes (6)
  • [F1]Gift to Brandon John Trice Irrevocable Trust
  • [F2]Represents total number of shares in 401K Plan as of 9/22/2003 (fully vested)
  • [F3]Gift to Nicholas Akira Sweeney Irrevocable Trust.
  • [F4]Gift to Jaclyn Yuki Sweeney Irrevocable Trust.
  • [F5]Beneficially owned by reporting person through Sweeney Family Trust UA 11/13/98.
  • [F6]Beneficially owned by reporting person jointly with Marilyn J. Sweeney, the reporting person's spouse, through Sweeney Family Trust UA 11/13/98.

Documents

2 files