ELIASEN ALBERT A 4

Accession 0001179110-03-011763

CIK 0001063527other

Filed

Dec 2, 7:00 PM ET

Accepted

Dec 3, 5:31 PM ET

Size

28.9 KB

Accession

0001179110-03-011763

Form 4

Period: 2003-12-01

VP, Engineering

Transactions

Exercise/Conversion
Common Stock
2003-12-01$4.56/sh+5,000$22,800→ 0 total
Exercise/Conversion
Common Stock
2003-12-01$4.70/sh+252$1,184→ 0 total
Sale
Common Stock
2003-12-01$19.16/sh−187$3,583→ 0 total
Sale
Common Stock
2003-12-01$19.35/sh−1,303$25,213→ 8,666 total
Exercise/Conversion
Stock Option (right to buy)
2003-12-01−252→ 4,748 total
Exercise: $4.70Exp: 2009-07-18→ Common Stock (252 underlying)
Exercise/Conversion
Stock Option (right to buy)
2003-12-01−5,000→ 0 total
Exercise: $4.56From: 2002-12-18Exp: 2009-12-18→ Common Stock (5,000 underlying)
Sale
Common Stock
2003-12-01$19.08/sh−2,000$38,160→ 0 total
Sale
Common Stock
2003-12-01$19.09/sh−20$382→ 0 total
Sale
Common Stock
2003-12-01$19.10/sh−40$764→ 0 total
Sale
Common Stock
2003-12-01$19.15/sh−90$1,723→ 0 total
Sale
Common Stock
2003-12-01$19.17/sh−294$5,636→ 0 total
Sale
Common Stock
2003-12-01$19.23/sh−34$654→ 0 total
Sale
Common Stock
2003-12-01$19.32/sh−67$1,294→ 0 total
Exercise/Conversion
Stock Option (right to buy)
2003-12-01−2,652→ 7,956 total
Exercise: $4.30Exp: 2009-12-19→ Common Stock (2,652 underlying)
Sale
Common Stock
2003-12-01$19.04/sh−140$2,666→ 0 total
Sale
Common Stock
2003-12-01$19.05/sh−60$1,143→ 0 total
Sale
Common Stock
2003-12-01$19.20/sh−170$3,264→ 0 total
Sale
Common Stock
2003-12-01$19.21/sh−101$1,940→ 0 total
Exercise/Conversion
Common Stock
2003-12-01$4.30/sh+2,652$11,404→ 0 total

Holdings

Stock Option (right to buy)
Exercise: $13.24Exp: 2008-07-12→ Common Stock (0 underlying)
5,000
Stock Option (right to buy)
Exercise: $10.05Exp: 2008-12-07→ Common Stock (0 underlying)
3,500
Stock Option (right to buy)
Exercise: $9.63From: 2002-01-22Exp: 2009-01-22→ Common Stock (0 underlying)
1,269
Stock option (right to buy)
Exercise: $9.63From: 2002-01-22Exp: 2009-01-22→ Common Stock (0 underlying)
6,231
Stock Option (right to buy)
Exercise: $11.25Exp: 2007-12-06→ Common Stock (0 underlying)
30,000
Stock Option (right to buy)
Exercise: $12.94From: 2000-12-29Exp: 2007-12-29→ Common Stock (0 underlying)
2,108
Stock Option (right to buy)
Exercise: $9.92From: 2001-12-31Exp: 2008-04-12→ Common Stock (0 underlying)
2,500

Footnotes (7)

[F1]Sale effected pursuant to a Rule 10b5-1 tradiing plan adopted by reporting person on November 30, 2003.
[F2]Original option (30,000 shares) exercisable in five annual increments of 6,000 shares beginning December 6, 2001.
[F3]Original option (5,000 shares) exercisable in five annual increments of 1,000 shares beginning July 12, 2002.
[F4]Original option (3,500 shares) exercisable in five annual increments of 700 shares beginning December 7, 2002.
[F5]Original option (5,000 shares) exercisable in five annual increments of 1,000 shares beginning July 18, 2002.
[F6]Original option (10,608 shares) exercisable in four annual increments of 2,652 shares beginning December 19, 2002.
[F7]Additional December 1, 2003 transactions reported on separate Form 4; this Form 4 is #1 of 2.

Documents

1 file

AUGUST TECHNOLOGY CORP

CIK 0001063527

Entity typeother