CROSSROADS SYSTEMS INC·4

Jan 2, 2:30 PM ET

AUSTIN VENTURES IV B LP 4

4 · CROSSROADS SYSTEMS INC · Filed Jan 2, 2004

Insider Transaction Report

Form 4
Period: 2003-12-30
Transactions
  • Other

    Common Stock

    2003-12-30193,674391,139 total
  • Other

    Common Stock

    2003-12-30+1,5438,803 total
  • Other

    Common Stock

    2003-12-30+25,442445,127 total(indirect: (SILV))
  • Other

    Common Stock

    2003-12-30406,326820,601 total
  • Other

    Common Stock

    2003-12-30+127,745139,279 total
  • Other

    Common Stock

    2003-12-30139,2790 total
  • Other

    Common Stock

    2003-12-30600,0001,211,740 total(indirect: (AV4A,AV4B))
Holdings
  • Common Stock

    (indirect: (AV6,AV6Aff))
    300,000
  • Common Stock

    291,793
  • Common Stock

    8,207
Footnotes (13)
  • [F1]Distribution without additional consideration by Austin Ventures IV-A, LP ("AV4A") to its partners in pro-rata distributions pursuant to its partnership agreement.
  • [F10]Owned by WPW, a Director of Issuer
  • [F11]Directly owned by Austin Ventures VI, LP ("AV6")
  • [F12]Directly owned by Austin Ventures VI Affiliates Fund, LP ("AV6Aff")
  • [F13]Owned by AV Partners VI, LP, the general partner of AV6 and AV6Aff
  • [F2]Distribution without additional consideration by Austin Ventures IV-B, LP ("AV4B") to its partners in pro-rata distributions pursuant to its partnership agreement.
  • [F3]Shares received by AV Partners IV, LP ("AVP4") from distributions mentioned in footnotes (1) and (2) above. AVP4 is the general partner of AV4A and AV4B.
  • [F4]Distribution without additional consideration by AVP4 to its partners in pro-rata distributions pursuant to its partnership agreement.
  • [F5]Shares received by William P. Wood ("WPW") from the distribution mentioned in footnote (4) above. WPW is a partner of AVP4.
  • [F6]Shares received by Silverton Partners ("SILV") from the distribution mentioned in footnote (4) above. WPW is a general partner of SILV.
  • [F7]Directly owned by AV4A
  • [F8]Directly owned by AV4B
  • [F9]Owned by AVP4

Documents

1 file
  • 4
    edgar.xmlPrimary

    FORM 4 -