Home/Filings/4/0001179110-04-000031

4//SEC Filing

AUSTIN VENTURES IV B LP 4

Accession 0001179110-04-000031

CIK 0001093207other

View on SEC.gov Company Profile

Filed

Jan 1, 7:00 PM ET

Accepted

Jan 2, 2:30 PM ET

Size

25.4 KB

Accession

0001179110-04-000031

Insider Transaction Report

Form 4

Period: 2003-12-30

CROSSROADS SYSTEMS INCCRDS

AUSTIN VENTURES IV B LP

10% Owner

Transactions

Other
Common Stock
2003-12-30−193,674→ 391,139 total
Other
Common Stock
2003-12-30+127,745→ 139,279 total
Other
Common Stock
2003-12-30+25,442→ 445,127 total(indirect: (SILV))
Other
Common Stock
2003-12-30−139,279→ 0 total
Other
Common Stock
2003-12-30+1,543→ 8,803 total
Other
Common Stock
2003-12-30−406,326→ 820,601 total
Other
Common Stock
2003-12-30−600,000→ 1,211,740 total(indirect: (AV4A,AV4B))

Holdings

Common Stock
8,207
Common Stock
(indirect: (AV6,AV6Aff))
300,000
Common Stock
291,793

AUSTIN VENTURES VI AFFILIATES FUND LP

10% Owner

Transactions

Other
Common Stock
2003-12-30−139,279→ 0 total
Other
Common Stock
2003-12-30+127,745→ 139,279 total
Other
Common Stock
2003-12-30−406,326→ 820,601 total
Other
Common Stock
2003-12-30+1,543→ 8,803 total
Other
Common Stock
2003-12-30−193,674→ 391,139 total
Other
Common Stock
2003-12-30−600,000→ 1,211,740 total(indirect: (AV4A,AV4B))
Other
Common Stock
2003-12-30+25,442→ 445,127 total(indirect: (SILV))

Holdings

Common Stock
8,207
Common Stock
(indirect: (AV6,AV6Aff))
300,000
Common Stock
291,793

AV PARTNERS IV LP

10% Owner

Transactions

Other
Common Stock
2003-12-30−193,674→ 391,139 total
Other
Common Stock
2003-12-30+127,745→ 139,279 total
Other
Common Stock
2003-12-30−406,326→ 820,601 total
Other
Common Stock
2003-12-30−139,279→ 0 total
Other
Common Stock
2003-12-30+1,543→ 8,803 total
Other
Common Stock
2003-12-30+25,442→ 445,127 total(indirect: (SILV))
Other
Common Stock
2003-12-30−600,000→ 1,211,740 total(indirect: (AV4A,AV4B))

Holdings

Common Stock
8,207
Common Stock
291,793
Common Stock
(indirect: (AV6,AV6Aff))
300,000

AV PARTNERS VI LP

10% Owner

Transactions

Other
Common Stock
2003-12-30+1,543→ 8,803 total
Other
Common Stock
2003-12-30+127,745→ 139,279 total
Other
Common Stock
2003-12-30−139,279→ 0 total
Other
Common Stock
2003-12-30−406,326→ 820,601 total
Other
Common Stock
2003-12-30−193,674→ 391,139 total
Other
Common Stock
2003-12-30−600,000→ 1,211,740 total(indirect: (AV4A,AV4B))
Other
Common Stock
2003-12-30+25,442→ 445,127 total(indirect: (SILV))

Holdings

Common Stock
291,793
Common Stock
8,207
Common Stock
(indirect: (AV6,AV6Aff))
300,000

AUSTIN VENTURES IV A LP

Other

Transactions

Other
Common Stock
2003-12-30−193,674→ 391,139 total
Other
Common Stock
2003-12-30+1,543→ 8,803 total
Other
Common Stock
2003-12-30+25,442→ 445,127 total(indirect: (SILV))
Other
Common Stock
2003-12-30−406,326→ 820,601 total
Other
Common Stock
2003-12-30+127,745→ 139,279 total
Other
Common Stock
2003-12-30−139,279→ 0 total
Other
Common Stock
2003-12-30−600,000→ 1,211,740 total(indirect: (AV4A,AV4B))

Holdings

Common Stock
(indirect: (AV6,AV6Aff))
300,000
Common Stock
291,793
Common Stock
8,207

WOOD WILLIAM P

Director

Transactions

Other
Common Stock
2003-12-30+1,543→ 8,803 total
Other
Common Stock
2003-12-30−193,674→ 391,139 total
Other
Common Stock
2003-12-30−600,000→ 1,211,740 total(indirect: (AV4A,AV4B))
Other
Common Stock
2003-12-30−406,326→ 820,601 total
Other
Common Stock
2003-12-30+127,745→ 139,279 total
Other
Common Stock
2003-12-30+25,442→ 445,127 total(indirect: (SILV))
Other
Common Stock
2003-12-30−139,279→ 0 total

Holdings

Common Stock
(indirect: (AV6,AV6Aff))
300,000
Common Stock
291,793
Common Stock
8,207

AUSTIN VENTURES VI L P

10% Owner

Transactions

Other
Common Stock
2003-12-30+127,745→ 139,279 total
Other
Common Stock
2003-12-30−193,674→ 391,139 total
Other
Common Stock
2003-12-30−406,326→ 820,601 total
Other
Common Stock
2003-12-30−600,000→ 1,211,740 total(indirect: (AV4A,AV4B))
Other
Common Stock
2003-12-30−139,279→ 0 total
Other
Common Stock
2003-12-30+25,442→ 445,127 total(indirect: (SILV))
Other
Common Stock
2003-12-30+1,543→ 8,803 total

Holdings

Common Stock
(indirect: (AV6,AV6Aff))
300,000
Common Stock
291,793
Common Stock
8,207

Footnotes (13)

[F1]Distribution without additional consideration by Austin Ventures IV-A, LP ("AV4A") to its partners in pro-rata distributions pursuant to its partnership agreement.
[F10]Owned by WPW, a Director of Issuer
[F11]Directly owned by Austin Ventures VI, LP ("AV6")
[F12]Directly owned by Austin Ventures VI Affiliates Fund, LP ("AV6Aff")
[F13]Owned by AV Partners VI, LP, the general partner of AV6 and AV6Aff
[F2]Distribution without additional consideration by Austin Ventures IV-B, LP ("AV4B") to its partners in pro-rata distributions pursuant to its partnership agreement.
[F3]Shares received by AV Partners IV, LP ("AVP4") from distributions mentioned in footnotes (1) and (2) above. AVP4 is the general partner of AV4A and AV4B.
[F4]Distribution without additional consideration by AVP4 to its partners in pro-rata distributions pursuant to its partnership agreement.
[F5]Shares received by William P. Wood ("WPW") from the distribution mentioned in footnote (4) above. WPW is a partner of AVP4.
[F6]Shares received by Silverton Partners ("SILV") from the distribution mentioned in footnote (4) above. WPW is a general partner of SILV.
[F7]Directly owned by AV4A
[F8]Directly owned by AV4B
[F9]Owned by AVP4

Documents

1 file

4
edgar.xmlPrimary
FORM 4 -

Issuer

CROSSROADS SYSTEMS INC

CIK 0001093207

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001106473

Filing Metadata

Form type: 4
Filed: Jan 1, 7:00 PM ET
Accepted: Jan 2, 2:30 PM ET
Size: 25.4 KB

View on SEC.gov