KLENK DAVID L 4

Accession 0001179110-04-000582

CIK 0001063527other

Filed

Jan 5, 7:00 PM ET

Accepted

Jan 6, 6:23 PM ET

Size

28.3 KB

Accession

0001179110-04-000582

Form 4

Period: 2004-01-05

COO & President

Transactions

Sale
Common Stock
2004-01-05$18.52/sh−1,000$18,520→ 0 total
Sale
Common Stock
2004-01-05$18.40/sh−2,500$46,000→ 0 total
Sale
Common Stock
2004-01-05$18.32/sh−600$10,992→ 0 total
Exercise/Conversion
Stock Option (right to buy)
2004-01-05−15,000→ 43,500 total
Exercise: $0.50Exp: 2004-07-31→ Common Stock (0 underlying)
Sale
Common Stock
2004-01-05$18.67/sh−700$13,069→ 0 total
Sale
Common Stock
2004-01-05$18.50/sh−6,685$123,673→ 0 total
Sale
Common Stock
2004-01-05$18.31/sh−1,100$20,141→ 0 total
Sale
Common Stock
2004-01-05$18.25/sh−450$8,213→ 0 total
Exercise/Conversion
Common Stock
2004-01-05$0.50/sh+15,000$7,500→ 0 total
Sale
Common Stock
2004-01-05$18.30/sh−100$1,830→ 0 total
Sale
Common Stock
2004-01-05$18.65/sh−300$5,595→ 0 total
Sale
Common Stock
2004-01-05$18.53/sh−900$16,677→ 0 total
Sale
Common Stock
2004-01-05$18.39/sh−265$4,873→ 0 total

Holdings

Stock Option (right to buy)
Exercise: $18.50Exp: 2010-10-24→ Common Stock (0 underlying)
15,000
Stock Option (right to buy)
Exercise: $12.94From: 2000-12-29Exp: 2007-12-29→ Common Stock (0 underlying)
2,275
Stock Option (right to buy)
Exercise: $9.92From: 2001-12-31Exp: 2008-04-12→ Common Stock (0 underlying)
1,950
Stock Option (right to buy)
Exercise: $12.38Exp: 2007-08-28→ Common Stock (0 underlying)
10,000
Stock Option (right to buy)
Exercise: $2.37Exp: 2006-12-31→ Common Stock (0 underlying)
60,000
Stock Option (right to buy)
Exercise: $0.50From: 1997-11-24Exp: 2004-11-24→ Common Stock (0 underlying)
2,250
Stcok Option (right to buy)
Exercise: $12.94From: 2000-12-29Exp: 2007-12-29→ Common Stock (0 underlying)
4,621
Stock Option (right to buy)
Exercise: $9.92From: 2001-12-31Exp: 2008-04-12→ Common Stock (0 underlying)
800
Stock Option (right to buy)
Exercise: $13.24Exp: 2008-07-12→ Common Stock (0 underlying)
5,000
Stock Option (right to buy)
Exercise: $10.05Exp: 2008-12-07→ Common Stock (0 underlying)
4,825
Stock Option (right to buy)
Exercise: $10.05Exp: 2008-12-07→ Common Stock (0 underlying)
175

Footnotes (9)

[F1]Original option (150,000 shares) exercisable in five annual increments of 30,000 shares beginning on July 31, 1997.
[F2]Exercisable in five annual increments of 12,000 shares beginning on December 31, 2000.
[F3]Exercisable in five annual increments of 2,000 shares beginning on August 28, 2001.
[F4]Exercisable in five annual increments of 1,000 shares beginning on July 12, 2002.
[F5]Exercisable in five annual increments of 965 shares beginning on Decemver 7, 2002.
[F6]Exercisable in five annual increments of 35 shares beginning on December 7, 2002.
[F7]Exercisable in five annual increments of 2,000 shares beginning on July 18, 2002.
[F8]Exercisable in five annual increments of 3,000 shares beginning on October 24, 2003.
[F9]Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2003.

Documents

1 file

AUGUST TECHNOLOGY CORP

CIK 0001063527

Entity typeother