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FIRST ESSEX BANCORP INC·4

Jan 7, 3:04 PM ET

THOMPSON BRIAN W 4

4 · FIRST ESSEX BANCORP INC · Filed Jan 7, 2004

Insider Transaction Report

Form 4

Period: 2004-01-06

FIRST ESSEX BANCORP INCFESX

THOMPSON BRIAN W

DirectorPresident & C.O.O.

Transactions

Exercise/Conversion
Common stock option
2004-01-06$13.31/sh−6,005$79,942→ 11,495 total
Exercise: $13.31From: 2001-03-16Exp: 2010-03-16→ Common stock (6,005 underlying)
Exercise/Conversion
Common stock option
2004-01-06$16.38/sh−6,856$112,267→ 0 total
Exercise: $16.38From: 1998-04-10Exp: 2007-04-10→ Common stock (6,856 underlying)
Exercise/Conversion
Common stock
2004-01-06$16.38/sh+6,856$112,267→ 43,643 total
Exercise/Conversion
Common stock
2004-01-06$13.31/sh+6,005$79,942→ 49,648 total

Holdings

Common stock option
Exercise: $33.27From: 2003-05-02Exp: 2012-05-02→ Common stock (14,000 underlying)
14,000
Common stock option
Exercise: $23.98From: 1999-07-08Exp: 2008-07-08→ Common stock (13,331 underlying)
13,331
Common stock option
Exercise: $16.75From: 2000-03-11Exp: 2009-03-11→ Common stock (11,666 underlying)
11,666
Common stock option
Exercise: $7.67From: 1996-12-30Exp: 2005-10-01→ Common stock (11,050 underlying)
11,050
Common stock
(indirect: By 401(k))
6,562
Common stock option
Exercise: $21.56From: 2002-02-08Exp: 2011-02-08→ Common stock (16,465 underlying)
16,465

Documents

1 file

4
edgar.xmlPrimary
FORM 4 -