GABBARD SCOTT A 4

Accession 0001179110-04-000790

CIK 0001063527other

Filed

Jan 7, 7:00 PM ET

Accepted

Jan 8, 5:33 PM ET

Size

31.1 KB

Accession

0001179110-04-000790

Form 4

Period: 2004-01-06

CAO & VP, Fiinance

Transactions

Sale
Common Stock
2004-01-06$21.05/sh−100$2,105→ 0 total
Sale
Common Stock
2004-01-06$21.27/sh−67$1,425→ 0 total
Sale
Common Stock
2004-01-06$20.93/sh−2,158$45,167→ 0 total
Exercise/Conversion
Stock Option (right to buy)
2004-01-06−9,469→ 531 total
Exercise: $4.56From: 2002-12-18Exp: 2009-12-18→ Common Stock (9,469 underlying)
Sale
Common Stock
2004-01-06$21.04/sh−34$715→ 0 total
Sale
Common Stock
2004-01-06$21.93/sh−2,336$51,228→ 0 total
Exercise/Conversion
Common Stock
2004-01-06$4.30/sh+531$2,283→ 0 total
Sale
Common Stock
2004-01-06$21.04/sh−134$2,819→ 0 total
Exercise/Conversion
Stock Option (right to buy)
2004-01-06−531→ 21,230 total
Exercise: $4.30Exp: 2009-12-19→ Common Stock (531 underlying)
Sale
Common Stock
2004-01-06$21.75/sh−2,664$57,942→ 0 total
Sale
Common Stock
2004-01-06$21.25/sh−164$3,485→ 0 total
Sale
Common Stock
2004-01-06$21.00/sh−200$4,200→ 0 total
Sale
Common Stock
2004-01-06$21.00/sh−1,975$41,475→ 0 total
Exercise/Conversion
Common Stock
2004-01-06$4.56/sh+9,469$43,179→ 0 total

Holdings

Stock Option (right to buy)
Exercise: $13.24Exp: 2008-07-12→ Common Stock (0 underlying)
1,500
Stock Option (right to buy)
Exercise: $13.38Exp: 2008-01-05→ Common Stock (0 underlying)
5,000
Stock Option (right to buy)
Exercise: $9.23Exp: 2009-07-01→ Common Stock (0 underlying)
990
Stock Option (right to buy)
Exercise: $7.49Exp: 2007-02-14→ Common Stock (0 underlying)
3,600
Stcok Option (right to buy)
Exercise: $16.44Exp: 2007-06-30→ Common Stock (0 underlying)
10,000
Stock Option (right to buy)
Exercise: $12.94From: 2000-12-29Exp: 2007-12-29→ Common Stock (0 underlying)
3,061
Stock Option (right to buy)
Exercise: $9.23Exp: 2009-07-01→ Common Stock (0 underlying)
14,010
Stock Option (right to buy)
Exercise: $10.44Exp: 2007-05-15→ Common Stock (0 underlying)
2,400
Stock Option (right to buy)
Exercise: $10.05Exp: 2008-12-07→ Common Stock (0 underlying)
2,000
Stock Option (right to buy)
Exercise: $6.15Exp: 2007-01-31→ Common Stock (0 underlying)
900

Footnotes (14)

[F1]Original option (1,500 shares) exercisable in five annual increments of 300 shares beginning on January 31, 2001.
[F10]Exercisable in five annual increments of 2,802 shares beginning on July 1, 2002.
[F11]Exercisable in five annual increments of 1,000 shares beginning on July 18, 2002.
[F12]Exercisable in five annual increments of 1,000 shares beginning on October 25, 2002.
[F13]Original option (42,461 shares) exercisable: 21,231 shares on December 19, 2002 and 10,615 shares on December 19, 2003 and 2004.
[F14]Sale effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 30, 2003.
[F2]Original option (6,000 shares) exercisable in five annual increments of 1,200 shares beginning on February 14, 2001.
[F3]Original option (3,000 shares) exercisable in five annual increments of 600 shares beginning on May 15, 2001.
[F4]Exercisable in five annual increments of 2,000 shares beginning on June 30, 2001.
[F5]Exercisable in five annual increments of 1,000 shares beginning on January 5, 2002.
[F6]Exercisable in five annual increments of 300 shares beginning on July 12, 2002.
[F7]Exercisable in five annual increments of 300 shares beginning on October 5, 2002.
[F8]Exercisable in five annual increments of 400 shares beginning on December 7, 2002.
[F9]Exercisable in five annual increments of 198 shares beginning on July 1, 2002.

Documents

1 file

AUGUST TECHNOLOGY CORP

CIK 0001063527

Entity typeother