VASUTA JOHN M 4

Accession 0001179110-04-000791

CIK 0001063527other

View on SEC.gov Company Profile

Filed

Jan 7, 7:00 PM ET

Accepted

Jan 8, 5:38 PM ET

Size

53.4 KB

Accession

0001179110-04-000791

Insider Transaction Report

Form 4

Period: 2004-01-06

AUGUST TECHNOLOGY CORPAUGT

VASUTA JOHN M

VP, Gen'l Counsel & Secretary

Transactions

Exercise/Conversion
Common Stock
2004-01-06+224→ 0 total
Exercise/Conversion
Common Stock
2004-01-06$8.97/sh+68$610→ 0 total
Exercise/Conversion
Common Stock
2004-01-06$4.70/sh+4,000$18,800→ 0 total
Sale
Common Stock
2004-01-06$21.93/sh−2,334$51,185→ 0 total
Exercise/Conversion
Common Stock
2004-01-06$4.56/sh+5,000$22,800→ 0 total
Exercise/Conversion
Common Stock
2004-01-06$6.15/sh+196$1,205→ 0 total
Exercise/Conversion
Common Stock
2004-01-06$9.63/sh+1,363$13,126→ 0 total
Sale
Common Stock
2004-01-06$21.50/sh−50$1,075→ 0 total
Exercise/Conversion
Common Stock
2004-01-06$4.30/sh+17,004$73,117→ 0 total
Sale
Common Stock
2004-01-06$21.25/sh−163$3,464→ 0 total
Exercise/Conversion
Common Stock
2004-01-06$9.27/sh+65$603→ 0 total
Sale
Common Stock
2004-01-06$21.75/sh−33$718→ 0 total
Exercise/Conversion
Common Stock
2004-01-06$7.49/sh+80$599→ 0 total
Sale
Common Stock
2004-01-06$21.05/sh−100$2,105→ 0 total
Sale
Common Stock
2004-01-06$21.27/sh−67$1,425→ 0 total
Sale
Common Stock
2004-01-06$21.04/sh−134$2,819→ 0 total
Sale
Common Stock
2004-01-06$21.00/sh−200$4,200→ 0 total
Sale
Common Stock
2004-01-06$21.00/sh−1,970$41,370→ 0 total
Sale
Common Stock
2004-01-06$20.93/sh−6,749$141,257→ 0 total
Sale
Common Stock
2004-01-06$22.84/sh−1,900$43,396→ 0 total
Sale
Common Stock
2004-01-06$22.80/sh−2,000$45,600→ 0 total
Sale
Common Stock
2004-01-06$22.77/sh−1,300$29,601→ 0 total
Sale
Common Stock
2004-01-06$22.75/sh−8,500$193,375→ 7,215 total
Exercise/Conversion
Stock Option (right to buy)
2004-01-06−98→ 0 total
Exercise: $6.15From: 2000-01-31Exp: 2007-01-15→ Common Stock (98 underlying)
Exercise/Conversion
Stock Option (right to buy)
2004-01-06−1,363→ 8,637 total
Exercise: $9.63From: 2002-01-22Exp: 2009-01-22→ Common Stock (1,363 underlying)
Exercise/Conversion
Stock Option (right to buy)
2004-01-06−5,000→ 0 total
Exercise: $4.56From: 2002-12-18Exp: 2009-12-18→ Common Stock (5,000 underlying)
Exercise/Conversion
Stock Option (right to buy)
2004-01-06−51→ 0 total
Exercise: $11.72From: 2000-04-30Exp: 2007-04-30→ Common Stock (51 underlying)
Exercise/Conversion
Stock Option (right to buy)
2004-01-06−80→ 0 total
Exercise: $7.49From: 2000-02-28Exp: 2007-02-15→ Common Stock (80 underlying)
Exercise/Conversion
Stock Option (right to buy)
2004-01-06−63→ 0 total
Exercise: $9.61From: 2000-04-30Exp: 2007-04-15→ Common Stock (63 underlying)
Exercise/Conversion
Stock Option (right to buy)
2004-01-06−68→ 0 total
Exercise: $8.97From: 2000-02-28Exp: 2007-02-28→ Common Stock (68 underlying)
Exercise/Conversion
Stock Option (right to buy)
2004-01-06−65→ 0 total
Exercise: $9.27From: 2000-03-31Exp: 2007-03-15→ Common Stock (65 underlying)
Exercise/Conversion
Stock Option (right to buy)
2004-01-06−53→ 0 total
Exercise: $11.31From: 2000-03-31Exp: 2007-03-31→ Common Stock (53 underlying)
Exercise/Conversion
Stock Option (right to buy)
2004-01-06−57→ 0 total
Exercise: $10.44From: 2000-05-15Exp: 2007-05-15→ Common Stock (57 underlying)
Exercise/Conversion
Stock Option (right to buy)
2004-01-06−17,004→ 25,004 total
Exercise: $4.30Exp: 2009-12-19→ Common Stock (17,004 underlying)
Exercise/Conversion
Stock Option (right to buy)
2004-01-06−4,000→ 6,000 total
Exercise: $4.70Exp: 2009-07-18→ Common Stock (4,000 underlying)

Holdings

Stock Option (right to buy)
Exercise: $12.00From: 2000-05-19Exp: 2007-05-19→ Common Stock (0 underlying)
5,000
Stock Option (right to buy)
Exercise: $9.92From: 2001-12-31Exp: 2008-04-12→ Common Stock (0 underlying)
400
Stock Option (right to buy)
Exercise: $13.24Exp: 2008-07-12→ Common Stock (0 underlying)
1,510
Stock Option (right to buy)
Exercise: $12.00Exp: 2007-05-22→ Common Stock (0 underlying)
35,000
Stock Option (right to buy)
Exercise: $12.94From: 2000-12-29Exp: 2007-12-29→ Common Stock (0 underlying)
4,847
Stock Option (right to buy)
Exercise: $9.92From: 2001-12-31Exp: 2008-04-12→ Common Stock (0 underlying)
2,100
Stock Option (right to buy)
Exercise: $12.00Exp: 2007-05-22→ Common Stock (0 underlying)
40,000
Stock Option (right to buy)
Exercise: $13.24Exp: 2008-07-12→ Common Stock (0 underlying)
3,490
Stock Option (right to buy)
Exercise: $10.05Exp: 2008-12-07→ Common Stock (0 underlying)
7,500

Footnotes (9)

[F1]Sale effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 30, 2003.
[F2]Price is $9.61 for 63 shares, $10.44 for 57 shares, $11.31 for 53 shares and $11.72 for 51 shares.
[F3]Original option (35,000 shares) exercisable in five annual increments of 7,000 shares beginning on May 22, 2001.
[F4]Original option (40,000 shares) exercisable in five annual increments of 8,000 shares beginning on May 22, 2001.
[F5]Original option (1,510 shares) exercisable in five annual increments of 302 shares beginning on July 12, 2002.
[F6]Original option (3,490 shares) exercisable in five annual increments of 698 shares beginning on July 12, 2002.
[F7]Original option (7,500 shares) exercisable in five annual increments of 1,500 shares beginning on December 7, 2002.
[F8]Original option (10,000 shares) exercisable in five annual increments of 2,000 shares beginning on July 18, 2002.
[F9]Original option (50,008 shares) exercisable: 25,004 shares on December 19, 2002, 12,502 shares on December 19, 2003 and 2004.

Documents

1 file

4
edgar.xmlPrimary
FORM 4 -

Issuer

AUGUST TECHNOLOGY CORP

CIK 0001063527

→

Entity typeother

Related Parties

filerCIK 0001203208

Filing Metadata

Form type: 4
Filed: Jan 7, 7:00 PM ET
Accepted: Jan 8, 5:38 PM ET
Size: 53.4 KB

View on SEC.gov