SUPERGEN INC 4

Accession 0001179110-04-001021

CIK 0000919722operating

View on SEC.gov Company Profile

Filed

Jan 11, 7:00 PM ET

Accepted

Jan 12, 6:07 PM ET

Size

24.4 KB

Accession

0001179110-04-001021

Insider Transaction Report

Form 4

Period: 2004-01-08

SUPERGEN INCSUPG

RUBINFELD JOSEPH

DirectorPresident/CEO

Transactions

Exercise/Conversion
Common Stock
2004-01-08$5.88/sh+1,399$8,226→ 1,431,051 total
Exercise/Conversion
Employee Stock Option (Right to buy)
2004-01-08−1,500→ 0 total(indirect: By Spouse)
Exercise: $4.03From: 2003-12-31Exp: 2013-05-22→ Common Stock (1,500 underlying)
Tax Payment
Common Stock
2004-01-08$11.86/sh−770$9,132→ 1,408,401 total
Tax Payment
Common Stock
2004-01-08$11.86/sh−4,125$48,923→ 1,410,254 total
Exercise/Conversion
Employee Stock Option (Right to buy)
2004-01-08−1,334→ 0 total(indirect: By Spouse)
Exercise: $5.25Exp: 2012-05-14→ Common Stock (1,334 underlying)
Tax Payment
Common Stock
2004-01-08$11.86/sh−590$6,997→ 1,407,811 total
Exercise/Conversion
Common Stock
2004-01-08$4.03/sh+1,500$6,045→ 1,424,818 total
Exercise/Conversion
Common Stock
2004-01-08$5.25/sh+1,334$7,004→ 1,429,652 total
Tax Payment
Common Stock
2004-01-08$11.86/sh−509$6,037→ 1,409,745 total
Tax Payment
Common Stock
2004-01-08$11.86/sh−693$8,219→ 1,407,118 total
Exercise/Conversion
Employee Stock Option (Right to buy)
2004-01-08−2,000→ 0 total(indirect: By Spouse)
Exercise: $4.57From: 2003-12-31Exp: 2012-05-20→ Common Stock (2,000 underlying)
Tax Payment
Common Stock
2004-01-08$11.86/sh−574$6,808→ 1,409,171 total
Exercise/Conversion
Common Stock
2004-01-08$3.02/sh+16,200$48,924→ 1,423,318 total
Exercise/Conversion
Common Stock
2004-01-08$4.57/sh+2,000$9,140→ 1,428,318 total
Exercise/Conversion
Employee Stock Option (Right to buy)
2004-01-08−16,200→ 0 total(indirect: By Spouse)
Exercise: $3.02From: 2003-12-31Exp: 2012-11-01→ Common Stock (16,200 underlying)
Exercise/Conversion
Employee Stock Option (Right to buy)
2004-01-08−1,399→ 98,601 total
Exercise: $5.88Exp: 2008-09-02→ Common Stock (1,399 underlying)

Holdings

Common Stock
(indirect: See footnote)
49,000

Footnotes (10)

[F1]Shares surrendered to Issuer upon exercise by spouse of Reporting Person of options to acquire 16,200 shares of Common Stock under the Issuer's Amended and Restated 1993 Stock Option Plan (the "Plan") at an exercise price of $3.02 per share.
[F10]The Reporting Person exercised 1,399 shares of the 100,000 share option granted on September 2, 1998 under the Plan, which 100,000 share option vested as to 1/30th of the shares on October 2, 1998 and at the end of each full month thereafter.
[F2]Shares surrendered to Issuer upon exercise by spouse of Reporting Person of options to acquire 1,500 shares of Common Stock under the Plan at an exercise price of $4.03 per share.
[F3]Shares surrendered to Issuer upon exercise by spouse of Reporting Person of options to acquire 1,500 shares of Common Stock under the Plan at an exercise price of $4.54 per share.
[F4]Shares surrendered to Issuer upon exercise by spouse of Reporting Person of options to acquire 2,000 shares of Common Stock under the Plan at an exercise price of $4.57 per share.
[F5]Shares surrendered to Issuer upon exercise by spouse of Reporting Person of options to acquire 1,334 shares of Common Stock under the Plan at an exercise price of $5.25 per share.
[F6]Shares surrendered to Issuer upon exercise by Reporting Person of options to acquire 1,399 shares of Common Stock under the Plan at an exercise price of $5.88 per share.
[F7]The shares are held by the Reporting Person and/or the Reporting Person's spouse as custodian for grandchildren.
[F8]The spouse of the Reporting Person exercised all shares of the 1,500 share option granted on November 26, 2002 under the Plan, which 1,500 share option vested as to 1/12th of the shares on December 26, 2002 and at the end of each full month thereafter.
[F9]The spouse of the Reporting Person exercised 1,334 shares of the 1,500 share option granted on May 14, 2002 under the Plan, which 1,500 share option vested as to 1/12th of the shares on June 14, 2002 and at the end of each full month thereafter.

Documents

1 file

4
edgar.xmlPrimary
FORM 4 -

Issuer

SUPERGEN INC

CIK 0000919722

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0000919722

Filing Metadata

Form type: 4
Filed: Jan 11, 7:00 PM ET
Accepted: Jan 12, 6:07 PM ET
Size: 24.4 KB

View on SEC.gov