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4//SEC Filing

DOHERTY RAYMOND R 4

Accession 0001179110-04-001195

CIK 0000718909other

Filed

Jan 13, 7:00 PM ET

Accepted

Jan 14, 5:08 PM ET

Size

12.0 KB

Accession

0001179110-04-001195

Insider Transaction Report

Form 4
Period: 2004-01-12
DOHERTY RAYMOND R
DirectorPresident
Transactions
  • Disposition to Issuer

    Common Stock

    2004-01-1212,7130 total(indirect: See footnote)
  • Disposition to Issuer

    Common Stock

    2004-01-12241,4720 total
  • Disposition to Issuer

    Employee Stock Option (Right to buy)

    2004-01-1220,0000 total
    Exercise: $6.25From: 2001-01-12Exp: 2011-01-12Common Stock (20,000 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to buy)

    2004-01-1243,7000 total
    Exercise: $5.13From: 1998-04-23Exp: 2008-04-23Common Stock (43,700 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to buy)

    2004-01-1246,7550 total
    Exercise: $7.50From: 2000-04-20Exp: 2010-04-20Common Stock (46,755 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to buy)

    2004-01-1215,0670 total
    Exercise: $9.54From: 1999-12-07Exp: 2009-12-07Common Stock (15,067 underlying)
Footnotes (6)
  • [F1]Disposed of pursuant to merger agreement between issuer, General Electric Company ("GE") and Patriot HFS, Inc., a wholly-owned subsidiary of GE in exchange for 112,043 shares of GE common stock having a market value of $31.2373 per share on the effective date of merger. Any fractional share due was paid in cash.
  • [F2]Shares have been allocated to Mr. Doherty's account under the HPSC Employee Stock Ownership Plan.
  • [F3]Cancelled pursuant to merger agreement in exchange for 8,948 shares of GE common stock having a market value of $31.2373 per share on the date of the merger. Any fractional shares due were paid in cash.
  • [F4]Cancelled pursuant to merger agreement in exchange for 1,632 shares of GE common stock having a market value of $31.2373 per share on the date of the merger. Any fractional shares due were paid in cash.
  • [F5]This option provided for vesting in five equal annual installments of 11,000 shares on April 20, 2000, April 20, 2001, April 20, 2002, April 20, 2003 and April 20, 2004. It was cancelled at the effective date of the merger in exchange for 7,148 shares of GE common stock having a market value of $31.2373 per share on the date of the merger. Any fractional shares due were paid in cash.
  • [F6]This option provided for vesting in five equal annual installments of 4,000 shares on January 12, 2001, January 12, 2002, January 12, 2003, January 12, 2004 and January 12, 2005. It was cancelled at the effective date of ther merger in exchange for 3,603 shares of GE common stock having a market value of $31.2373 per share on the date of the merger. Any fractional shares due were paid in cash.

Issuer

HPSC INC

CIK 0000718909

Entity typeother

Related Parties

1
  • filerCIK 0001201014

Filing Metadata

Form type
4
Filed
Jan 13, 7:00 PM ET
Accepted
Jan 14, 5:08 PM ET
Size
12.0 KB