SWEENEY JACK A 4
4 · FIRST REGIONAL BANCORP · Filed Jan 16, 2004
Insider Transaction Report
Form 4
SWEENEY JACK A
DirectorChairman & CEO10% Owner
Transactions
- Disposition to Issuer
Common Stock
2004-01-15$28.05/sh−10,000$280,500→ 668,905 total
Holdings
- 281,400
Common Stock
- 31,695(indirect: By 401(k))
Common Stock
- 126,000
Stock Option (right to buy)
Exercise: $20.79From: 2004-10-01Exp: 2013-09-01→ Common Stock (26,000 underlying) - 100,000
Common Stock
Footnotes (5)
- [F1]Shares beneficially owned by reporting person through Trust A-1 of the Sweeney Family Trust U/I 11/13/98, a revocable trust of which the reporting person is the settler, sole trustee and sole beneficiary.
- [F2]Shares beneficially owned by reporting person with Marilyn J. Sweeney, the reporting person's spouse, through Trust B of the Sweeney Family Trust U/I 11/13/98.
- [F3]Represents total number of shares in 401K Plan as of January 15, 2004, all of which are fully vested.
- [F4]The option was granted on September 22, 2003 under the company's 1999 Stock Option Plan and vests over seven years as follows: 3,714 option shares on October 1 of 2004, 2005, 2006, 2007, 2008 and 2009 and 3,716 shares on October 1, 2010.
- [F5]The option was granted on November 12, 2002 under the company's 1999 Stock Option Plan and vests over five years, as follows: 50,000 option shares on December 31, 2002, and 10,000 option shares on December 31 of 2003, 2004, 2005, 2006 and 2007.