Home/Filings/4/0001179110-04-001565
4//SEC Filing

EVERTS EDWARD H 4

Accession 0001179110-04-001565

CIK 0000920112other

Filed

Jan 21, 7:00 PM ET

Accepted

Jan 22, 12:50 PM ET

Size

15.2 KB

Accession

0001179110-04-001565

Insider Transaction Report

Form 4
Period: 2004-01-22
EVERTS EDWARD H
SVP, Operations/Retail Banking
Transactions
  • Award

    Non-Qualified Stock Option (Right To Buy)

    2004-01-20+3,0003,000 total
    Exercise: $19.48Exp: 2014-01-20Common Stock (3,000 underlying)
Holdings
  • Common Stock

    (indirect: By Spouse)
    300
  • Non-Qualified Stock Option (Right to Buy

    Exercise: $12.00Exp: 2010-01-17Common Stock (4,500 underlying)
    4,500
  • Common Stock

    (indirect: Son)
    212.786
  • Common Stock

    62,687.344
  • Common Stock

    (indirect: Daughter)
    105.615
  • Common Stock

    (indirect: By 401(k))
    2,322
  • Common Stock

    (indirect: By IRA)
    11,040
  • Non-Qualified Stock Option (Right to Buy

    Exercise: $8.00Exp: 2007-01-02Common Stock (24,000 underlying)
    24,000
  • Non-Qualified Stock Option (Right to Buy

    Exercise: $8.67Exp: 2011-06-01Common Stock (3,000 underlying)
    3,000
  • Non-Qualified Stock Option (Right to Buy

    Exercise: $8.80Exp: 2012-01-15Common Stock (2,250 underlying)
    2,250
  • Non-Qualified Stock Option (Right to Buy)

    Exercise: $5.75Exp: 2006-02-05Common Stock (24,000 underlying)
    24,000
  • Non-Qualified Stock Option (Right to Buy

    Exercise: $12.00Exp: 2009-01-02Common Stock (18,000 underlying)
    18,000
Footnotes (6)
  • [F1]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed to be an admission that the reporting person is the benefical owner of such securities for purposes of Section 16 or for any other purpose.
  • [F2]Represents shares held in a 401(k) account for reporting person's wife.
  • [F3]Shares participate in a Dividend Reinvestment Plan.
  • [F4]Represents options to buy granted under the Company's 1993 Stock Option Plan, a Rule 16(b)(3) plan, which options vest one-third per year beginning on the 3rd anniversary of date of grant.
  • [F5]This figure reflects the 3 for 2 stock split declared by the Company on December 29, 2003.
  • [F6]These shares reflect 865 shares issued December 31, 2003, pursuant to the Employee Stock Purchase Plan.

Issuer

HEARTLAND FINANCIAL USA INC

CIK 0000920112

Entity typeother

Related Parties

1
  • filerCIK 0001184319

Filing Metadata

Form type
4
Filed
Jan 21, 7:00 PM ET
Accepted
Jan 22, 12:50 PM ET
Size
15.2 KB