4//SEC Filing
EVERTS EDWARD H 4
Accession 0001179110-04-001565
CIK 0000920112other
Filed
Jan 21, 7:00 PM ET
Accepted
Jan 22, 12:50 PM ET
Size
15.2 KB
Accession
0001179110-04-001565
Insider Transaction Report
Form 4
EVERTS EDWARD H
SVP, Operations/Retail Banking
Transactions
- Award
Non-Qualified Stock Option (Right To Buy)
2004-01-20+3,000→ 3,000 totalExercise: $19.48Exp: 2014-01-20→ Common Stock (3,000 underlying)
Holdings
- 300(indirect: By Spouse)
Common Stock
- 4,500
Non-Qualified Stock Option (Right to Buy
Exercise: $12.00Exp: 2010-01-17→ Common Stock (4,500 underlying) - 212.786(indirect: Son)
Common Stock
- 62,687.344
Common Stock
- 105.615(indirect: Daughter)
Common Stock
- 2,322(indirect: By 401(k))
Common Stock
- 11,040(indirect: By IRA)
Common Stock
- 24,000
Non-Qualified Stock Option (Right to Buy
Exercise: $8.00Exp: 2007-01-02→ Common Stock (24,000 underlying) - 3,000
Non-Qualified Stock Option (Right to Buy
Exercise: $8.67Exp: 2011-06-01→ Common Stock (3,000 underlying) - 2,250
Non-Qualified Stock Option (Right to Buy
Exercise: $8.80Exp: 2012-01-15→ Common Stock (2,250 underlying) - 24,000
Non-Qualified Stock Option (Right to Buy)
Exercise: $5.75Exp: 2006-02-05→ Common Stock (24,000 underlying) - 18,000
Non-Qualified Stock Option (Right to Buy
Exercise: $12.00Exp: 2009-01-02→ Common Stock (18,000 underlying)
Footnotes (6)
- [F1]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed to be an admission that the reporting person is the benefical owner of such securities for purposes of Section 16 or for any other purpose.
- [F2]Represents shares held in a 401(k) account for reporting person's wife.
- [F3]Shares participate in a Dividend Reinvestment Plan.
- [F4]Represents options to buy granted under the Company's 1993 Stock Option Plan, a Rule 16(b)(3) plan, which options vest one-third per year beginning on the 3rd anniversary of date of grant.
- [F5]This figure reflects the 3 for 2 stock split declared by the Company on December 29, 2003.
- [F6]These shares reflect 865 shares issued December 31, 2003, pursuant to the Employee Stock Purchase Plan.
Documents
Issuer
HEARTLAND FINANCIAL USA INC
CIK 0000920112
Entity typeother
Related Parties
1- filerCIK 0001184319
Filing Metadata
- Form type
- 4
- Filed
- Jan 21, 7:00 PM ET
- Accepted
- Jan 22, 12:50 PM ET
- Size
- 15.2 KB