Home/Filings/4/0001179110-04-007704

4//SEC Filing

ADVENT PRIVATE EQUITY FUND III AFFILIATES 4

Accession 0001179110-04-007704

CIK 0001172480other

View on SEC.gov Company Profile

Filed

Apr 7, 8:00 PM ET

Accepted

Apr 8, 11:27 AM ET

Size

59.9 KB

Accession

0001179110-04-007704

Insider Transaction Report

Form 4

Period: 2004-04-06

SANTARUS INCSNTS

ADVENT VENTURE PARTNERS LLP

10% Owner

Transactions

Conversion
Common Stock
2004-04-06+46,242→ 46,242 total(indirect: See Footnote)
Conversion
Series C Preferred Stock
2004-04-06−765,311→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (87,989 underlying)
Conversion
Series D Preferred Stock
2004-04-06−1,382,278→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (112,833 underlying)
Conversion
Series D Preferred Stock
2004-04-06−758,434→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (61,910 underlying)
Conversion
Common Stock
2004-04-06+385,670→ 385,670 total(indirect: See Footnote)
Conversion
Series C Preferred Stock
2004-04-06−419,914→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (48,278 underlying)
Conversion
Series C Preferred Stock
2004-04-06−1,561,840→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (179,567 underlying)
Conversion
Common Stock
2004-04-06+702,901→ 702,901 total(indirect: See Footnote)
Conversion
Series D Preferred Stock
2004-04-06−27,282→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (2,227 underlying)
Conversion
Common Stock
2004-04-06+13,872→ 13,872 total(indirect: See Footnote)
Conversion
Series C Preferred Stock
2004-04-06−60,419→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (6,946 underlying)
Conversion
Series D Preferred Stock
2004-04-06−90,939→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (7,423 underlying)
Conversion
Common Stock
2004-04-06+1,434,473→ 1,434,473 total(indirect: See Footnote)
Conversion
Common Stock
2004-04-06+196,072→ 196,072 total(indirect: See Footnote)
Conversion
Common Stock
2004-04-06+55,491→ 55,491 total(indirect: See Footnote)
Conversion
Series C Preferred Stock
2004-04-06−213,482→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (24,544 underlying)
Conversion
Series C Preferred Stock
2004-04-06−50,349→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (5,789 underlying)
Conversion
Series C Preferred Stock
2004-04-06−15,105→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (1,737 underlying)
Conversion
Series D Preferred Stock
2004-04-06−109,127→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (8,908 underlying)
Conversion
Series D Preferred Stock
2004-04-06−385,583→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (31,475 underlying)
Conversion
Series D Preferred Stock
2004-04-06−2,820,937→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (230,269 underlying)

ADVENT PRIVATE EQUITY FUND III AFFILIATES

10% Owner

Transactions

Conversion
Series D Preferred Stock
2004-04-06−385,583→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (31,475 underlying)
Conversion
Common Stock
2004-04-06+196,072→ 196,072 total(indirect: See Footnote)
Conversion
Series D Preferred Stock
2004-04-06−109,127→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (8,908 underlying)
Conversion
Series D Preferred Stock
2004-04-06−2,820,937→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (230,269 underlying)
Conversion
Series D Preferred Stock
2004-04-06−1,382,278→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (112,833 underlying)
Conversion
Series D Preferred Stock
2004-04-06−90,939→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (7,423 underlying)
Conversion
Common Stock
2004-04-06+46,242→ 46,242 total(indirect: See Footnote)
Conversion
Common Stock
2004-04-06+1,434,473→ 1,434,473 total(indirect: See Footnote)
Conversion
Series C Preferred Stock
2004-04-06−419,914→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (48,278 underlying)
Conversion
Series C Preferred Stock
2004-04-06−60,419→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (6,946 underlying)
Conversion
Common Stock
2004-04-06+385,670→ 385,670 total(indirect: See Footnote)
Conversion
Series C Preferred Stock
2004-04-06−213,482→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (24,544 underlying)
Conversion
Series D Preferred Stock
2004-04-06−758,434→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (61,910 underlying)
Conversion
Series C Preferred Stock
2004-04-06−765,311→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (87,989 underlying)
Conversion
Series C Preferred Stock
2004-04-06−15,105→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (1,737 underlying)
Conversion
Series D Preferred Stock
2004-04-06−27,282→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (2,227 underlying)
Conversion
Common Stock
2004-04-06+702,901→ 702,901 total(indirect: See Footnote)
Conversion
Common Stock
2004-04-06+55,491→ 55,491 total(indirect: See Footnote)
Conversion
Common Stock
2004-04-06+13,872→ 13,872 total(indirect: See Footnote)
Conversion
Series C Preferred Stock
2004-04-06−1,561,840→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (179,567 underlying)
Conversion
Series C Preferred Stock
2004-04-06−50,349→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (5,789 underlying)

ADVENT PRIVATE EQUITY FUND III B LTD PARTNERSHIP

10% Owner

Transactions

Conversion
Common Stock
2004-04-06+1,434,473→ 1,434,473 total(indirect: See Footnote)
Conversion
Series C Preferred Stock
2004-04-06−419,914→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (48,278 underlying)
Conversion
Common Stock
2004-04-06+385,670→ 385,670 total(indirect: See Footnote)
Conversion
Common Stock
2004-04-06+55,491→ 55,491 total(indirect: See Footnote)
Conversion
Common Stock
2004-04-06+13,872→ 13,872 total(indirect: See Footnote)
Conversion
Series D Preferred Stock
2004-04-06−385,583→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (31,475 underlying)
Conversion
Common Stock
2004-04-06+196,072→ 196,072 total(indirect: See Footnote)
Conversion
Series C Preferred Stock
2004-04-06−15,105→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (1,737 underlying)
Conversion
Series C Preferred Stock
2004-04-06−765,311→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (87,989 underlying)
Conversion
Series C Preferred Stock
2004-04-06−213,482→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (24,544 underlying)
Conversion
Series D Preferred Stock
2004-04-06−2,820,937→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (230,269 underlying)
Conversion
Series D Preferred Stock
2004-04-06−1,382,278→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (112,833 underlying)
Conversion
Common Stock
2004-04-06+46,242→ 46,242 total(indirect: See Footnote)
Conversion
Series C Preferred Stock
2004-04-06−1,561,840→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (179,567 underlying)
Conversion
Series C Preferred Stock
2004-04-06−60,419→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (6,946 underlying)
Conversion
Series C Preferred Stock
2004-04-06−50,349→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (5,789 underlying)
Conversion
Common Stock
2004-04-06+702,901→ 702,901 total(indirect: See Footnote)
Conversion
Series D Preferred Stock
2004-04-06−90,939→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (7,423 underlying)
Conversion
Series D Preferred Stock
2004-04-06−27,282→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (2,227 underlying)
Conversion
Series D Preferred Stock
2004-04-06−758,434→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (61,910 underlying)
Conversion
Series D Preferred Stock
2004-04-06−109,127→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (8,908 underlying)

ADVENT PRIVATE EQUITY FUND III C LTD PARTNERSHIP

10% Owner

Transactions

Conversion
Series C Preferred Stock
2004-04-06−1,561,840→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (179,567 underlying)
Conversion
Series D Preferred Stock
2004-04-06−1,382,278→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (112,833 underlying)
Conversion
Series D Preferred Stock
2004-04-06−109,127→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (8,908 underlying)
Conversion
Common Stock
2004-04-06+196,072→ 196,072 total(indirect: See Footnote)
Conversion
Common Stock
2004-04-06+46,242→ 46,242 total(indirect: See Footnote)
Conversion
Common Stock
2004-04-06+13,872→ 13,872 total(indirect: See Footnote)
Conversion
Series D Preferred Stock
2004-04-06−758,434→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (61,910 underlying)
Conversion
Series D Preferred Stock
2004-04-06−27,282→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (2,227 underlying)
Conversion
Common Stock
2004-04-06+385,670→ 385,670 total(indirect: See Footnote)
Conversion
Series C Preferred Stock
2004-04-06−765,311→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (87,989 underlying)
Conversion
Common Stock
2004-04-06+702,901→ 702,901 total(indirect: See Footnote)
Conversion
Series C Preferred Stock
2004-04-06−213,482→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (24,544 underlying)
Conversion
Common Stock
2004-04-06+55,491→ 55,491 total(indirect: See Footnote)
Conversion
Common Stock
2004-04-06+1,434,473→ 1,434,473 total(indirect: See Footnote)
Conversion
Series C Preferred Stock
2004-04-06−419,914→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (48,278 underlying)
Conversion
Series D Preferred Stock
2004-04-06−2,820,937→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (230,269 underlying)
Conversion
Series C Preferred Stock
2004-04-06−60,419→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (6,946 underlying)
Conversion
Series C Preferred Stock
2004-04-06−50,349→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (5,789 underlying)
Conversion
Series C Preferred Stock
2004-04-06−15,105→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (1,737 underlying)
Conversion
Series D Preferred Stock
2004-04-06−385,583→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (31,475 underlying)
Conversion
Series D Preferred Stock
2004-04-06−90,939→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (7,423 underlying)

ADVENT MANAGEMENT III L P

10% Owner

Transactions

Conversion
Series D Preferred Stock
2004-04-06−27,282→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (2,227 underlying)
Conversion
Series C Preferred Stock
2004-04-06−1,561,840→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (179,567 underlying)
Conversion
Series D Preferred Stock
2004-04-06−385,583→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (31,475 underlying)
Conversion
Series D Preferred Stock
2004-04-06−758,434→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (61,910 underlying)
Conversion
Series C Preferred Stock
2004-04-06−15,105→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (1,737 underlying)
Conversion
Series D Preferred Stock
2004-04-06−1,382,278→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (112,833 underlying)
Conversion
Series D Preferred Stock
2004-04-06−109,127→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (8,908 underlying)
Conversion
Series C Preferred Stock
2004-04-06−60,419→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (6,946 underlying)
Conversion
Common Stock
2004-04-06+196,072→ 196,072 total(indirect: See Footnote)
Conversion
Common Stock
2004-04-06+13,872→ 13,872 total(indirect: See Footnote)
Conversion
Series C Preferred Stock
2004-04-06−765,311→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (87,989 underlying)
Conversion
Series C Preferred Stock
2004-04-06−419,914→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (48,278 underlying)
Conversion
Common Stock
2004-04-06+1,434,473→ 1,434,473 total(indirect: See Footnote)
Conversion
Common Stock
2004-04-06+702,901→ 702,901 total(indirect: See Footnote)
Conversion
Common Stock
2004-04-06+55,491→ 55,491 total(indirect: See Footnote)
Conversion
Series C Preferred Stock
2004-04-06−50,349→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (5,789 underlying)
Conversion
Series D Preferred Stock
2004-04-06−90,939→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (7,423 underlying)
Conversion
Common Stock
2004-04-06+385,670→ 385,670 total(indirect: See Footnote)
Conversion
Common Stock
2004-04-06+46,242→ 46,242 total(indirect: See Footnote)
Conversion
Series D Preferred Stock
2004-04-06−2,820,937→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (230,269 underlying)
Conversion
Series C Preferred Stock
2004-04-06−213,482→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (24,544 underlying)

ADVENT PRIVATE EQUITY FUND III A LTD PARTNERSHIP

10% Owner

Transactions

Conversion
Common Stock
2004-04-06+46,242→ 46,242 total(indirect: See Footnote)
Conversion
Series C Preferred Stock
2004-04-06−1,561,840→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (179,567 underlying)
Conversion
Series D Preferred Stock
2004-04-06−1,382,278→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (112,833 underlying)
Conversion
Common Stock
2004-04-06+385,670→ 385,670 total(indirect: See Footnote)
Conversion
Series C Preferred Stock
2004-04-06−765,311→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (87,989 underlying)
Conversion
Common Stock
2004-04-06+196,072→ 196,072 total(indirect: See Footnote)
Conversion
Common Stock
2004-04-06+13,872→ 13,872 total(indirect: See Footnote)
Conversion
Series C Preferred Stock
2004-04-06−15,105→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (1,737 underlying)
Conversion
Series D Preferred Stock
2004-04-06−109,127→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (8,908 underlying)
Conversion
Series C Preferred Stock
2004-04-06−419,914→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (48,278 underlying)
Conversion
Series D Preferred Stock
2004-04-06−27,282→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (2,227 underlying)
Conversion
Common Stock
2004-04-06+1,434,473→ 1,434,473 total(indirect: See Footnote)
Conversion
Common Stock
2004-04-06+702,901→ 702,901 total(indirect: See Footnote)
Conversion
Series C Preferred Stock
2004-04-06−60,419→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (6,946 underlying)
Conversion
Series D Preferred Stock
2004-04-06−2,820,937→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (230,269 underlying)
Conversion
Series D Preferred Stock
2004-04-06−385,583→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (31,475 underlying)
Conversion
Series D Preferred Stock
2004-04-06−758,434→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (61,910 underlying)
Conversion
Series D Preferred Stock
2004-04-06−90,939→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (7,423 underlying)
Conversion
Common Stock
2004-04-06+55,491→ 55,491 total(indirect: See Footnote)
Conversion
Series C Preferred Stock
2004-04-06−213,482→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (24,544 underlying)
Conversion
Series C Preferred Stock
2004-04-06−50,349→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (5,789 underlying)

ADVENT PRIVATE EQUITY FUND III D LTD PARTNERSHIP

10% Owner

Transactions

Conversion
Common Stock
2004-04-06+702,901→ 702,901 total(indirect: See Footnote)
Conversion
Series D Preferred Stock
2004-04-06−758,434→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (61,910 underlying)
Conversion
Series C Preferred Stock
2004-04-06−765,311→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (87,989 underlying)
Conversion
Series C Preferred Stock
2004-04-06−50,349→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (5,789 underlying)
Conversion
Series C Preferred Stock
2004-04-06−15,105→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (1,737 underlying)
Conversion
Series D Preferred Stock
2004-04-06−109,127→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (8,908 underlying)
Conversion
Common Stock
2004-04-06+196,072→ 196,072 total(indirect: See Footnote)
Conversion
Series D Preferred Stock
2004-04-06−90,939→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (7,423 underlying)
Conversion
Common Stock
2004-04-06+46,242→ 46,242 total(indirect: See Footnote)
Conversion
Series D Preferred Stock
2004-04-06−385,583→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (31,475 underlying)
Conversion
Series C Preferred Stock
2004-04-06−1,561,840→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (179,567 underlying)
Conversion
Series C Preferred Stock
2004-04-06−213,482→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (24,544 underlying)
Conversion
Series D Preferred Stock
2004-04-06−1,382,278→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (112,833 underlying)
Conversion
Common Stock
2004-04-06+385,670→ 385,670 total(indirect: See Footnote)
Conversion
Common Stock
2004-04-06+55,491→ 55,491 total(indirect: See Footnote)
Conversion
Common Stock
2004-04-06+13,872→ 13,872 total(indirect: See Footnote)
Conversion
Series C Preferred Stock
2004-04-06−419,914→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (48,278 underlying)
Conversion
Series C Preferred Stock
2004-04-06−60,419→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (6,946 underlying)
Conversion
Series D Preferred Stock
2004-04-06−2,820,937→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (230,269 underlying)
Conversion
Common Stock
2004-04-06+1,434,473→ 1,434,473 total(indirect: See Footnote)
Conversion
Series D Preferred Stock
2004-04-06−27,282→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (2,227 underlying)

ADVENT PRIVATE EQUITY FUND III GMBH & CO KG

10% Owner

Transactions

Conversion
Common Stock
2004-04-06+385,670→ 385,670 total(indirect: See Footnote)
Conversion
Series D Preferred Stock
2004-04-06−758,434→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (61,910 underlying)
Conversion
Series C Preferred Stock
2004-04-06−60,419→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (6,946 underlying)
Conversion
Series D Preferred Stock
2004-04-06−1,382,278→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (112,833 underlying)
Conversion
Series D Preferred Stock
2004-04-06−2,820,937→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (230,269 underlying)
Conversion
Common Stock
2004-04-06+196,072→ 196,072 total(indirect: See Footnote)
Conversion
Common Stock
2004-04-06+13,872→ 13,872 total(indirect: See Footnote)
Conversion
Series C Preferred Stock
2004-04-06−765,311→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (87,989 underlying)
Conversion
Series D Preferred Stock
2004-04-06−90,939→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (7,423 underlying)
Conversion
Series D Preferred Stock
2004-04-06−27,282→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (2,227 underlying)
Conversion
Common Stock
2004-04-06+46,242→ 46,242 total(indirect: See Footnote)
Conversion
Series C Preferred Stock
2004-04-06−213,482→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (24,544 underlying)
Conversion
Series C Preferred Stock
2004-04-06−50,349→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (5,789 underlying)
Conversion
Series C Preferred Stock
2004-04-06−15,105→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (1,737 underlying)
Conversion
Common Stock
2004-04-06+1,434,473→ 1,434,473 total(indirect: See Footnote)
Conversion
Series C Preferred Stock
2004-04-06−419,914→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (48,278 underlying)
Conversion
Series D Preferred Stock
2004-04-06−385,583→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (31,475 underlying)
Conversion
Series D Preferred Stock
2004-04-06−109,127→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (8,908 underlying)
Conversion
Common Stock
2004-04-06+702,901→ 702,901 total(indirect: See Footnote)
Conversion
Common Stock
2004-04-06+55,491→ 55,491 total(indirect: See Footnote)
Conversion
Series C Preferred Stock
2004-04-06−1,561,840→ 0 total(indirect: See Footnote)
Exercise: $0.00→ Common Stock (179,567 underlying)

Footnotes (8)

[F1]Each share of Series C Preferred Stock was converted into 0.4024 shares of Common Stock on the closing date of Santarus's initial public offering (April 6, 2004), and each share of Series D Preferred Stock was converted into 0.2857 shares of Common Stock on the closing date of Santarus's initial public offering (April 6, 2004). In addition, there was a 1-for-3.5 reverse stock split.
[F2]Consists of shares held by Advent Private Equity Fund III 'A' Limited Partnership. Each Reporting Person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein.
[F3]Consists of shares held by Advent Private Equity Fund III 'B' Limited Partnership. Each Reporting Person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein.
[F4]Consists of shares held by Advent Private Equity Fund III 'C' Limited Partnership. Each Reporting Person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein.
[F5]Consists of shares held by Advent Private Equity Fund III 'D' Limited Partnership. Each Reporting Person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein.
[F6]Consists of shares held by Advent Private Equity Fund III GMBH & CO KG. Each Reporting Person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein.
[F7]Consists of shares held by Advent Private Equity Fund III Affiliates. Each Reporting Person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein.
[F8]Consists of shares held by Advent Private Equity Fund III Limited Partnership. Each Reporting Person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein.

Documents

1 file

4
edgar.xmlPrimary
FORM 4 -

Issuer

SANTARUS INC

CIK 0001172480

→

Entity typeother

Related Parties

filerCIK 0001285146

Filing Metadata

Form type: 4
Filed: Apr 7, 8:00 PM ET
Accepted: Apr 8, 11:27 AM ET
Size: 59.9 KB

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