ADVENT PRIVATE EQUITY FUND III AFFILIATES 4
4 · SANTARUS INC · Filed Apr 8, 2004
Insider Transaction Report
Form 4
SANTARUS INCSNTS
ADVENT VENTURE PARTNERS LLP
10% Owner
Transactions
- Conversion
Common Stock
2004-04-06+46,242→ 46,242 total(indirect: See Footnote) - Conversion
Series C Preferred Stock
2004-04-06−765,311→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (87,989 underlying) - Conversion
Series D Preferred Stock
2004-04-06−1,382,278→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (112,833 underlying) - Conversion
Series D Preferred Stock
2004-04-06−758,434→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (61,910 underlying) - Conversion
Common Stock
2004-04-06+385,670→ 385,670 total(indirect: See Footnote) - Conversion
Series C Preferred Stock
2004-04-06−419,914→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (48,278 underlying) - Conversion
Series C Preferred Stock
2004-04-06−1,561,840→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (179,567 underlying) - Conversion
Common Stock
2004-04-06+702,901→ 702,901 total(indirect: See Footnote) - Conversion
Series D Preferred Stock
2004-04-06−27,282→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (2,227 underlying) - Conversion
Common Stock
2004-04-06+13,872→ 13,872 total(indirect: See Footnote) - Conversion
Series C Preferred Stock
2004-04-06−60,419→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (6,946 underlying) - Conversion
Series D Preferred Stock
2004-04-06−90,939→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (7,423 underlying) - Conversion
Common Stock
2004-04-06+1,434,473→ 1,434,473 total(indirect: See Footnote) - Conversion
Common Stock
2004-04-06+196,072→ 196,072 total(indirect: See Footnote) - Conversion
Common Stock
2004-04-06+55,491→ 55,491 total(indirect: See Footnote) - Conversion
Series C Preferred Stock
2004-04-06−213,482→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (24,544 underlying) - Conversion
Series C Preferred Stock
2004-04-06−50,349→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (5,789 underlying) - Conversion
Series C Preferred Stock
2004-04-06−15,105→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (1,737 underlying) - Conversion
Series D Preferred Stock
2004-04-06−109,127→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (8,908 underlying) - Conversion
Series D Preferred Stock
2004-04-06−385,583→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (31,475 underlying) - Conversion
Series D Preferred Stock
2004-04-06−2,820,937→ 0 total(indirect: See Footnote)Exercise: $0.00→ Common Stock (230,269 underlying)
Footnotes (8)
- [F1]Each share of Series C Preferred Stock was converted into 0.4024 shares of Common Stock on the closing date of Santarus's initial public offering (April 6, 2004), and each share of Series D Preferred Stock was converted into 0.2857 shares of Common Stock on the closing date of Santarus's initial public offering (April 6, 2004). In addition, there was a 1-for-3.5 reverse stock split.
- [F2]Consists of shares held by Advent Private Equity Fund III 'A' Limited Partnership. Each Reporting Person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein.
- [F3]Consists of shares held by Advent Private Equity Fund III 'B' Limited Partnership. Each Reporting Person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein.
- [F4]Consists of shares held by Advent Private Equity Fund III 'C' Limited Partnership. Each Reporting Person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein.
- [F5]Consists of shares held by Advent Private Equity Fund III 'D' Limited Partnership. Each Reporting Person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein.
- [F6]Consists of shares held by Advent Private Equity Fund III GMBH & CO KG. Each Reporting Person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein.
- [F7]Consists of shares held by Advent Private Equity Fund III Affiliates. Each Reporting Person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein.
- [F8]Consists of shares held by Advent Private Equity Fund III Limited Partnership. Each Reporting Person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein.