OCM PRINCIPAL OPPORTUNITIES FUND II LP 4
4 · CHART INDUSTRIES INC · Filed Oct 22, 2004
Insider Transaction Report
Form 4
CHART INDUSTRIES INCCIDI.OB
Transactions
- Award
Stock Option (right to buy)
2004-10-20+2,000→ 2,000 total(indirect: See Footnote)Exercise: $43.05From: 2005-10-20Exp: 2014-10-19→ Common Stock (2,000 underlying)
Footnotes (3)
- [F1]The option was granted under the Chart Industries, Inc. 2004 Stock Option Plan for Outside Directors upon approval of the Board of Directors in a transaction exempt under Rule 16b-3.
- [F2]The option was granted to Michael P. Harmon, a director of the Issuer and a Senior Vice President of Oaktree Capital Management, LLC ("Oaktree"), which is the general partner of OCM Principal Opportunities Fund II, L.P. (the "Fund"). Pursuant to Oaktree's policies and an agreement between Mr. Harmon and the Fund, Mr. Harmon is deemed to hold the reported option for the benefit of the Fund, and must exercise the option solely upon the direction of the Fund, which is entitled to the shares issued upon exercise.
- [F3]Oaktree is a limited liability company managed by an executive committee, the members of which are Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, D. Richard Masson, Larry W. Keele, Stephen A. Kaplan, Russel S. Bernard, John B. Frank, David Kirchheimer, John W. Moon and Kevin L. Clayton. Each of such persons and Oaktree may be deemed indirect beneficial owners of the option. Except to the extent of their respective pecuniary interest, each of such persons and Oaktree disclaim beneficial ownership of the securities reported herein and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any securities covered by this Form 4.