HARMON MICHAEL P 4
4 · CHART INDUSTRIES INC · Filed Oct 22, 2004
Insider Transaction Report
Form 4
CHART INDUSTRIES INCCIDI.OB
HARMON MICHAEL P
Director
Transactions
- Award
Stock Option (right to buy)
2004-10-20+2,000→ 2,000 totalExercise: $43.05From: 2005-10-20Exp: 2014-10-19→ Common Stock (2,000 underlying)
Footnotes (2)
- [F1]The option was granted under the Chart Industries, Inc. 2004 Stock Option Plan for Outside Directors upon approval of the Board of Directors in a transaction exempt under Rule 16b-3.
- [F2]The reporting person is a Senior Vice President of Oaktree Capital Management, LLC ("Oaktree"), which is the general partner of OCM Principal Opportunities Fund II, L.P. (the "Fund"). Pursuant to Oaktree's policies and an agreement between the reporting person and the Fund, the reporting person is deemed to hold the reported option for the benefit of the Fund, and must exercise the option solely upon the direction of the Fund, which is entitled to the shares issued upon exercise. The reporting person disclaims beneficial ownership of the reported option except to the extent of his pecuniary interest therein.