4//SEC Filing
CARRETTE FRANCOIS 4
Accession 0001179110-04-023602
CIK 0000918580other
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 8:20 PM ET
Size
18.9 KB
Accession
0001179110-04-023602
Insider Transaction Report
Form 4
CARRETTE FRANCOIS
DirectorChairman of the Board10% Owner
Transactions
- Exercise/Conversion
Warrant/Right to Buy
2004-12-16$0.01/sh−19,934$199→ 255,155 total(indirect: By Holding Wilson S.A.)Exercise: $0.01From: 2004-12-16→ Common Stock (19,934 underlying) - Exercise/Conversion
Common Stock
2004-12-16$0.01/sh+2$0→ 15,738 total - Exercise/Conversion
Warrant/Right to Buy
2004-12-16$0.01/sh−2$0→ 22 totalExercise: $0.01From: 2004-12-16→ Common Stock (2 underlying) - Exercise/Conversion
Common Stock
2004-12-16$0.01/sh+19,934$199→ 3,836,940 total(indirect: By Holding Wilson S.A.)
Holdings
- 4,000
Option/Right to Buy
Exercise: $3.40Exp: 2012-09-12→ Common Stock (6,000 underlying)
Footnotes (4)
- [F1]On December 16, 2004, pursuant to the terms of his anti-dilution warrants, Mr. Carrette exercised his right to purchase 2 shares of common stock of Gaming Partners International Corporation (f/k/a Paul-Son Gaming Corporation) (the "Company") at an exercise price of $0.01 per share. The Company issued the warrants to purchase common stock pursuant to a combination agreement between the Company and Etablissements Bourgogne et Grasset SA (the "Agreement"). The anti-dilution warrants were approved by the Company's stockholders on September 12, 2002. The anti-dilution warrants are exercisable only upon conversion, exercise or exchange for shares issued pursuant to options and similar rights granted by the Company prior to the closing of the Agreement. Mr. Carrette's exercise of the anti-dilution warrants was exempt under Rule 16b-3 and/or Rule 16b-6(b).
- [F2]On December 16, 2004, pursuant to the terms of her anti-dilution warrants, Mr. Carrette's spouse exercised her right to purchase 2 shares of common stock of the Company at an exercise price of $0.01 per share. The Company issued the warrants to purchase common stock pursuant to the Agreement. The anti-dilution warrants were approved by the Company's stockholders on September 12, 2002. The anti-dilution warrants are exercisable only upon conversion, exercise or exchange for shares issued pursuant to options and similar rights granted by the Company prior to the closing of the Agreement. Mrs. Carrette's exercise of the anti-dilution warrants was exempt under Rule 16b-3 and/or Rule 16b-6(b). Mr. Carrette disclaims the beneficial ownership of all securities owned by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- [F3]On December 16, 2004, pursuant to the terms of its anti-dilution warrants, Holding Wilson, S.A., of which Mr. Carrette is the principal stockholder, exercised its right to purchase 19,934 shares of common stock of the Company at an exercise price of $0.01 per share. The Company issued the warrants to purchase common stock pursuant to the Agreement. The anti-dilution warrants were approved by the Company's stockholders on September 12, 2002. The anti-dilution warrants are exercisable only upon conversion, exercise or exchange for shares issued pursuant to options and similar rights granted by the Company prior to the closing of the Agreement. Holding Wilson's exercise of the anti-dilution warrants was exempt under Rule 16b-3 and/or Rule 16b-6(b).
- [F4]As previously reported, on September 12, 2002, the Company granted Mr. Carrette options to purchase 6,000 shares of the Company's common stock pursuant to the Company's 1994 Directors' Stock Option Plan (the "Plan"). The grant was exempt under Rule 16b-3. The options vest in equal installments over a three-year period with the first one-third vesting on September 12, 2003.
Documents
Issuer
Gaming Partners International CORP
CIK 0000918580
Entity typeother
Related Parties
1- filerCIK 0001187898
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 8:20 PM ET
- Size
- 18.9 KB