4//SEC Filing
Mende Hans J 4
Accession 0001179110-05-000920
CIK 0001301063other
Filed
Jan 10, 7:00 PM ET
Accepted
Jan 11, 8:54 AM ET
Size
7.4 KB
Accession
0001179110-05-000920
Insider Transaction Report
Form 4
Mende Hans J
DirectorOther
Transactions
- Other
Common Stock
2005-01-07+449,154→ 3,005,210 total(indirect: See footnote.)
Footnotes (4)
- [F1]In connection with the Company's Initial Public Offering, on December 8, 2004, the Company declared a stock dividend payable to the holders of record of the Company's Common Stock issued and outstanding on December 8, 2004 (the "Record Date"). The payment of such stock dividend was contingent upon whether the underwriters in the Company's initial public offering exercised their option to purchase an additional 3,541,500 shares of the Company's Common Stock (the "Over-Allotment Option"). On January 7, 2004, the Over-Allotment Option expired and as of that date the underwriters had exercised 511,900 shares of the Over-Allotment Option. The remaining 3,029,600 shares were issued ratably to the Company's holders as of the Record Date.
- [F2]Includes voting shares of common stock owned by AMCI Acquisition, LLC of which Hans J. Mende, one of the Company's directors holds a 40% beneficial interest, and The Kirmar Limited Partnership (of which Mr. Mende owns a .6% general partnership interest, a .4% general partnership interest held jointly with Fritz R. Kundrun (with rights of survivorship) and his son and daughter each own a 49.5% limited partnership interest)owns a 10% beneficial interest. Mr. Mende may be deemed to have sole investment power over The Kirmar Limited Partnership's beneficial interests.
- [F3]Pursuant to Rule 16a-1(4) promulgated under the Securities Exchange Act of 1934, as amended, Mr. Mende herein states that this filing shall not be deemed an admission that he is the beneficial owner of any of the shares of Common Stock covered by this Statement, except to the extent of his pecuniary interest in such shares of Common Stock.
- [F4]Information with respect to AMCI Acquisition, LLC and The Kirmar Limited Partnership may be found in a corresponding exit Form 4 filed on the date hereof. As a result of the issuance of the Company's Common Stock in connection with its Initial Public Offering AMCI Acquistion, LLC and The Kirmar Limited Partnership ownership interest was diluted to less than 10%.
Documents
Issuer
Foundation Coal Holdings, Inc.
CIK 0001301063
Entity typeother
Related Parties
1- filerCIK 0001305745
Filing Metadata
- Form type
- 4
- Filed
- Jan 10, 7:00 PM ET
- Accepted
- Jan 11, 8:54 AM ET
- Size
- 7.4 KB