4//SEC Filing
TRUSTEY JOSEPH F 4
Accession 0001179110-05-002366
CIK 0001299688other
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 4:21 PM ET
Size
24.1 KB
Accession
0001179110-05-002366
Insider Transaction Report
Form 4
AVIS GREGORY M
Other
Transactions
- Conversion
Series A Preferred Stock
2005-02-01−18,196,074→ 0 total(indirect: Indirect GP of 10% Owner)→ Common Stock (18,196,074 underlying) - Sale
Common Stock
2005-02-01$15.35/sh−4,500,000$69,052,500→ 13,828,489 total(indirect: Indirect GP of 10% Owner) - Conversion
Common Stock
2005-02-01+18,196,074→ 18,328,489 total(indirect: Indirect GP of 10% Owner)
MANNION MARTIN J
Other
Transactions
- Sale
Common Stock
2005-02-01$15.35/sh−4,500,000$69,052,500→ 13,828,489 total(indirect: Indirect GP of 10% Owner) - Conversion
Common Stock
2005-02-01+18,196,074→ 18,328,489 total(indirect: Indirect GP of 10% Owner) - Conversion
Series A Preferred Stock
2005-02-01−18,196,074→ 0 total(indirect: Indirect GP of 10% Owner)→ Common Stock (18,196,074 underlying)
EVANS BRUCE R
Director
Transactions
- Conversion
Common Stock
2005-02-01+18,196,074→ 18,328,489 total(indirect: Indirect GP of 10% Owner) - Conversion
Series A Preferred Stock
2005-02-01−18,196,074→ 0 total(indirect: Indirect GP of 10% Owner)→ Common Stock (18,196,074 underlying) - Sale
Common Stock
2005-02-01$15.35/sh−4,500,000$69,052,500→ 13,828,489 total(indirect: Indirect GP of 10% Owner)
KORTSCHAK WALTER G
Other
Transactions
- Conversion
Series A Preferred Stock
2005-02-01−18,196,074→ 0 total(indirect: Indirect GP of 10% Owner)→ Common Stock (18,196,074 underlying) - Conversion
Common Stock
2005-02-01+18,196,074→ 18,328,489 total(indirect: Indirect GP of 10% Owner) - Sale
Common Stock
2005-02-01$15.35/sh−4,500,000$69,052,500→ 13,828,489 total(indirect: Indirect GP of 10% Owner)
ROBERTS THOMAS S
Other
Transactions
- Conversion
Series A Preferred Stock
2005-02-01−18,196,074→ 0 total(indirect: Indirect GP of 10% Owner)→ Common Stock (18,196,074 underlying) - Conversion
Common Stock
2005-02-01+18,196,074→ 18,328,489 total(indirect: Indirect GP of 10% Owner) - Sale
Common Stock
2005-02-01$15.35/sh−4,500,000$69,052,500→ 13,828,489 total(indirect: Indirect GP of 10% Owner)
STAMPS E ROE IV
Other
Transactions
- Conversion
Common Stock
2005-02-01+18,196,074→ 18,328,489 total(indirect: Indirect GP of 10% Owner) - Sale
Common Stock
2005-02-01$15.35/sh−4,500,000$69,052,500→ 13,828,489 total(indirect: Indirect GP of 10% Owner) - Conversion
Series A Preferred Stock
2005-02-01−18,196,074→ 0 total(indirect: Indirect GP of 10% Owner)→ Common Stock (18,196,074 underlying)
TRUSTEY JOSEPH F
Other
Transactions
- Sale
Common Stock
2005-02-01$15.35/sh−4,500,000$69,052,500→ 13,828,489 total(indirect: Indirect GP of 10% Owner) - Conversion
Series A Preferred Stock
2005-02-01−18,196,074→ 0 total(indirect: Indirect GP of 10% Owner)→ Common Stock (18,196,074 underlying) - Conversion
Common Stock
2005-02-01+18,196,074→ 18,328,489 total(indirect: Indirect GP of 10% Owner)
WOODSUM STEPHEN G
Other
Transactions
- Sale
Common Stock
2005-02-01$15.35/sh−4,500,000$69,052,500→ 13,828,489 total(indirect: Indirect GP of 10% Owner) - Conversion
Series A Preferred Stock
2005-02-01−18,196,074→ 0 total(indirect: Indirect GP of 10% Owner)→ Common Stock (18,196,074 underlying) - Conversion
Common Stock
2005-02-01+18,196,074→ 18,328,489 total(indirect: Indirect GP of 10% Owner)
CHUNG PETER Y
Other
Transactions
- Conversion
Common Stock
2005-02-01+18,196,074→ 18,328,489 total(indirect: Indirect GP of 10% Owner) - Sale
Common Stock
2005-02-01$15.35/sh−4,500,000$69,052,500→ 13,828,489 total(indirect: Indirect GP of 10% Owner) - Conversion
Series A Preferred Stock
2005-02-01−18,196,074→ 0 total(indirect: Indirect GP of 10% Owner)→ Common Stock (18,196,074 underlying)
Footnotes (5)
- [F1]Shares are held as follows: 12,333,000 shares in the name of Summit Ventures VI-A, L.P.; 5,143,358 shares in the name of Summit Ventures VI-B, L.P.; 256,493 shares in the name of Summit VI Advisors Fund, L.P.; 393,803 shares in the name of Summit VI Entrepreneurs Fund, L.P.; and 69,420 shares in the name of Summit Investors VI, L.P.
- [F2]Each share of Series A Preferred Stock was converted into one(1) share of Common Stock upon the completion of OXPS' initial public offering. There was no expiration date.
- [F3]Shares are held as follows: 12,422,748 shares in the name of Summit Ventures VI-A, L.P.; 5,180,790 shares in the name of Summit Ventures VI-B, L.P.; 258,360 shares in the name of Summit VI Advisors Fund, L.P.; 396,668 shares in the name of Summit VI Entrepreneurs Fund, L.P.; and 69,923 shares in the name of Summit Investors VI, L.P.
- [F4]Shares are held as follows: 3,050,026 shares in the name of Summit Ventures VI-A, L.P.; 1,271,984 shares in the name of Summit Ventures VI-B, L.P.; 63,432 shares in the name of Summit VI Advisors Fund, L.P.; 97,390 shares in the name of Summit VI Entrepreneurs Fund, L.P.; and 17,168 shares in the name of Summit Investors VI, L.P.
- [F5]Shares are held as follows: 9,372,722 shares in the name of Summit Ventures VI-A, L.P.; 3,908,806 shares in the name of Summit Ventures VI-B, L.P.; 194,928 shares in the name of Summit VI Advisors Fund, L.P.; 299,278 shares in the name of Summit VI Entrepreneurs Fund, L.P.; and 52,755 shares in the name of Summit Investors VI, L.P.
Documents
Issuer
optionsXpress Holdings, Inc.
CIK 0001299688
Entity typeother
Related Parties
1- filerCIK 0001255674
Filing Metadata
- Form type
- 4
- Filed
- Feb 2, 7:00 PM ET
- Accepted
- Feb 3, 4:21 PM ET
- Size
- 24.1 KB