FARNHAM SHELLEY A 4
4 · SOUTHWEST WATER CO · Filed Apr 8, 2005
Insider Transaction Report
Form 4
FARNHAM SHELLEY A
Vice President,Human Resources
Transactions
- Exercise/Conversion
Common Stock
2005-04-06$10.40/sh+4,000$41,600→ 4,000 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2005-04-07$10.40/sh−11,707$121,753→ 0 totalExercise: $7.29From: 2002-02-08Exp: 2008-02-09→ Common Stock (11,707 underlying) - Exercise/Conversion
Common Stock
2005-04-06$10.41/sh+3,500$36,449→ 3,500 total - Sale
Common Stock
2005-04-06$10.41/sh−2,487$25,890→ 0 total - Exercise/Conversion
Common Stock
2005-04-07$10.40/sh+11,707$121,753→ 11,707 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2005-04-06$10.41/sh−3,500$36,449→ 0 totalExercise: $3.63From: 1999-08-06Exp: 2008-08-07→ Common Stock (3,500 underlying) - Sale
Common Stock
2005-04-06$10.41/sh−3,500$36,449→ 0 total - Exercise/Conversion
Common Stock
2005-04-06$10.41/sh+2,487$25,890→ 2,487 total - Sale
Common Stock
2005-04-06$10.40/sh−6,700$69,680→ 0 total - Sale
Common Stock
2005-04-06$10.40/sh−4,000$41,600→ 0 total - Exercise/Conversion
Common Stock
2005-04-06$10.40/sh+6,700$69,680→ 6,700 total - Sale
Common Stock
2005-04-07$10.40/sh−11,707$121,753→ 0 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2005-04-06$10.40/sh−6,700$69,680→ 0 totalExercise: $7.55From: 2001-01-13Exp: 2010-01-14→ Common Stock (6,700 underlying) - Sale
Common Stock
2005-04-08$10.59/sh−500$5,297→ 0 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2005-04-06$10.40/sh−4,000$41,600→ 0 totalExercise: $7.55From: 2001-01-13Exp: 2010-01-14→ Common Stock (4,000 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2005-04-06$10.41/sh−2,487$25,890→ 0 totalExercise: $5.22From: 2000-02-04Exp: 2009-02-05→ Common Stock (2,487 underlying)
Footnotes (6)
- [F1]18,085 options vest 1/5 on each anniversary date until they are fully vested on 8/6/2003.
- [F2]7,233 options vest 1/5 on each anniversary date until they are fully vested on 2/4/2004.
- [F3]14,469 options vest 1/5 on each anniversary date until they are fully vested on 1/13/2005.
- [F4]9,261 options vest 1/5 on each anniversary date until they are fully vested on 2/8/2006.
- [F5]500 shares sold from the Company's Employee Stock Purchase Plan.
- [F6]Shares exercised and sold from the following two grants: 9,261 shares with an exercise price of $7.29 and 2,446 shares with an exercise price of $7.55.