Home/Filings/4/0001179110-05-008119
4//SEC Filing

FIRST REGIONAL BANCORP 4

Accession 0001179110-05-008119

CIK 0000356708operating

Filed

Apr 24, 8:00 PM ET

Accepted

Apr 25, 4:54 PM ET

Size

10.6 KB

Accession

0001179110-05-008119

Insider Transaction Report

Form 4
Period: 2003-03-27
Transactions
  • Purchase

    Common Stock

    2003-03-27$12.50/sh+550$6,8751,050 total(indirect: By Trust)
  • Purchase

    Common Stock

    2003-03-27$12.50/sh+150$1,875150 total(indirect: By Trust)
Holdings
  • Common Stock

    (indirect: By IRA)
    650
  • Stock Option (right to buy)

    Exercise: $11.50From: 2002-12-31Exp: 2012-11-01Common Stock (25,000 underlying)
    25,000
  • Common Stock

    15,000
Footnotes (4)
  • [F1]Purchase made through participation in the issuer's first quarter 2003 private placement of 236,510 shares of common stock, at a purchase price of $12.50 per share, made to accredited investors pursuant to Regulation D under the Securities Act of 1933.
  • [F2]All such shares are beneficially owned by the reporting person's spouse. Also, the reporting person serves as co-trustee of Sandra's Trust U/A 3/11/81. The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is a beneficial owner of such shares for purposes of Section 16 or for any other purpose.
  • [F3]Beneficially owned by reporting person through the Fred M. Edwards Family Trust.
  • [F4]The option was granted on November 12, 2002 under the company's 1999 Stock Option Plan and vests over five years as follows: 12,500 option shares on December 31, 2002, and 2,500 option shares on December 31 of 2003, 2004, 2005, 2006 and 2007.

Issuer

FIRST REGIONAL BANCORP

CIK 0000356708

Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0000356708

Filing Metadata

Form type
4
Filed
Apr 24, 8:00 PM ET
Accepted
Apr 25, 4:54 PM ET
Size
10.6 KB