4//SEC Filing
FIRST REGIONAL BANCORP 4
Accession 0001179110-05-014313
CIK 0000356708operating
Filed
Jul 14, 8:00 PM ET
Accepted
Jul 15, 4:49 PM ET
Size
11.9 KB
Accession
0001179110-05-014313
Insider Transaction Report
Form 4
SWEENEY JACK A
DirectorChairman & CEO10% Owner
Transactions
- Sale
Common Stock
2005-07-14$72.65/sh−2,800$203,422→ 930,305 total - Sale
Common Stock
2005-07-13$72.50/sh−2,200$159,500→ 933,105 total
Holdings
- 32,159(indirect: By 401(k))
Common Stock
- 126,000
Stock Option (right to buy)
Exercise: $20.79From: 2004-10-01Exp: 2013-09-01→ Common Stock (26,000 underlying) - 100,000
Common Stock
Footnotes (6)
- [F1]Shares sold pursuant to Rule 10b5-1 stock trading plan, as disclosed in a From 8-K of the issuer filed with the Securities and Exchange Commission on May 6, 2005.
- [F2]Shares beneficially owned by reporting person through Trust A-1 of the Sweeney Family Trust U/I 11/13/98, a revocable trust of which the reporting person is the settler, sole trustee and sole beneficiary.
- [F3]Shares beneficially owned by reporting person with Marilyn J. Sweeney, the reporting person's wife, through Trust B of the Sweeney Family Trust U/I 11/13/98.
- [F4]Represents total number of shares in 401(k) Plan as of July 15, 2005, all of which are fully vested.
- [F5]The option was granted on Steptember 22, 2003 under the company's 1999 Stock Option Plan and vests over seven years as follows: 3,714 option shares on October 1 of 2004, 2005, 2006, 2007, 2008 and 2009 and 3,716 option shares on October 1, 2010.
- [F6]The option was granted on November 12, 2002 under the company's 1999 Stock Option Plan and vests over five years as follows: 50,000 option shares on December 31, 2002, and 10,000 option shares on December 31 of 2003, 2004, 2005, 2006 and 2007.
Documents
Issuer
FIRST REGIONAL BANCORP
CIK 0000356708
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0000356708
Filing Metadata
- Form type
- 4
- Filed
- Jul 14, 8:00 PM ET
- Accepted
- Jul 15, 4:49 PM ET
- Size
- 11.9 KB