FIRST REGIONAL BANCORP 4
4 · FIRST REGIONAL BANCORP · Filed Jul 15, 2005
Insider Transaction Report
Form 4
SWEENEY JACK A
DirectorChairman & CEO10% Owner
Transactions
- Sale
Common Stock
2005-07-14$72.65/sh−2,800$203,422→ 930,305 total - Sale
Common Stock
2005-07-13$72.50/sh−2,200$159,500→ 933,105 total
Holdings
- 32,159(indirect: By 401(k))
Common Stock
- 126,000
Stock Option (right to buy)
Exercise: $20.79From: 2004-10-01Exp: 2013-09-01→ Common Stock (26,000 underlying) - 100,000
Common Stock
Footnotes (6)
- [F1]Shares sold pursuant to Rule 10b5-1 stock trading plan, as disclosed in a From 8-K of the issuer filed with the Securities and Exchange Commission on May 6, 2005.
- [F2]Shares beneficially owned by reporting person through Trust A-1 of the Sweeney Family Trust U/I 11/13/98, a revocable trust of which the reporting person is the settler, sole trustee and sole beneficiary.
- [F3]Shares beneficially owned by reporting person with Marilyn J. Sweeney, the reporting person's wife, through Trust B of the Sweeney Family Trust U/I 11/13/98.
- [F4]Represents total number of shares in 401(k) Plan as of July 15, 2005, all of which are fully vested.
- [F5]The option was granted on Steptember 22, 2003 under the company's 1999 Stock Option Plan and vests over seven years as follows: 3,714 option shares on October 1 of 2004, 2005, 2006, 2007, 2008 and 2009 and 3,716 option shares on October 1, 2010.
- [F6]The option was granted on November 12, 2002 under the company's 1999 Stock Option Plan and vests over five years as follows: 50,000 option shares on December 31, 2002, and 10,000 option shares on December 31 of 2003, 2004, 2005, 2006 and 2007.