NMT MEDICAL INC 4

4 · NMT MEDICAL INC · Filed Jul 18, 2005

Form 4

Period: 2005-07-14

10% Owner

Transactions

Other
Common
2005-07-14$10.90/sh−561,207$6,117,156→ 0 total(indirect: See Footnote 2.)
Other
Common
2005-07-14$10.86/sh−1,829,010$19,866,707→ 0 total(indirect: See Footnote 1.)

Holdings

Footnotes (5)

[F1]Securities owned by Whitney Equity Partners, L.P. ("Equity Partners"). The undersigned is a managing member of J. H. Whitney Equity Partners, L.L.C., the general partner of Equity Partners, and has an interest in two limited partners of Equity Partners. The undersigned may be deemed to share voting and dispositive power with respect to such shares. The undersigned disclaims beneficial ownership of such shares except to the extent of his proportionate interest.
[F2]Securities owned by Whitney Subordinated Debt Fund, L.P. ("Debt Fund"). The undersigned is a managing member of Whitney General Partner, L.L.C., the general partner of Debt Fund. The undersigned may be deemed to share voting and dispositive power with respect to such shares. The undersigned disclaims beneficial ownership of such shares except to the extent of his proportionate interest.
[F3]Securities owned by J. H. Whitney & Co. ("JHW&Co."). The undersigned is a managing member of Whitney General Partner, L.L.C., the general partner of JHW&Co. The undersigned may be deemed to share voting and dispositive power with respect to such shares. The undersigned disclaims beneficial ownership of such shares except to the extent of his proportionate interest.
[F4]Securities distributed to partners of Equity Partners on a pro-rata basis in accordance with the Partnership Agreement.
[F5]Securities distributed to partners of Debt Fund on a pro-rata basis in accordance with the Partnership Agreement.

Documents

1 file