Home/Filings/4/0001179110-05-017301
4//SEC Filing

MID-STATE BANCSHARES 4

Accession 0001179110-05-017301

CIK 0001027324operating

Filed

Aug 31, 8:00 PM ET

Accepted

Sep 1, 1:57 PM ET

Size

8.7 KB

Accession

0001179110-05-017301

Insider Transaction Report

Form 4
Period: 2005-07-20
Transactions
  • Purchase

    Common Stock

    2005-08-29$27.72/sh+180$4,9898,393 total
  • Other

    Common Stock

    2005-07-20$30.24/sh+20,000$604,80020,000 total(indirect: By Company)
    Exercise: $30.24From: 2006-07-20Exp: 2015-07-20Common Stock (20,000 underlying)
Footnotes (4)
  • [F1]Non-qualified Stock Option (right-to-buy) approved and granted to Ms. Carey by the Board of Directors at the Board of Directors Meeting held July 20, 2005.
  • [F2]Option price established using the closing market value for MDST on July 20, 2005.
  • [F3]Non-qualified Stock option (right-to-buy) issued to Ms. Carey. 20,000 shares were granted at the exercise price of $30.24 per share. Under the terms of the Company's 2005 Equity Based Compensation Plan, this option grant vests 20% per year on the anniversary date of the grant for five (5) years at which time the option becomes 100% vested. Optionee has another five (5) years from the 100% vesting anniversary date to exercise in accordance with the terms and conditions of the Company's Plan. No shares under this option are available for exercise until July 20, 2006 at which time it will be 20% vested.
  • [F4]Shares available for exercise under a Non-qualified Stock Option granted and approved by the Board on July 12, 2000 at the price of $13.8130 per share. Option is fully vested and 20,000 shares are available for exercise by Ms. Carey. The grant expires on July 12, 2010.

Issuer

MID-STATE BANCSHARES

CIK 0001027324

Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0001027324

Filing Metadata

Form type
4
Filed
Aug 31, 8:00 PM ET
Accepted
Sep 1, 1:57 PM ET
Size
8.7 KB