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4//SEC Filing

SPECTRE GAMING INC 4

Accession 0001179110-05-019224

CIK 0000891389operating
View on SEC.govCompany Profile

Filed

Oct 3, 8:00 PM ET

Accepted

Oct 4, 5:25 PM ET

Size

13.1 KB

Accession

0001179110-05-019224

Insider Transaction Report

Form 4
Period: 2005-09-30
SPECTRE GAMING INCSGMG
MIX RUSSELL
Director
Transactions
  • Purchase

    Warrant

    2005-09-30+110,000→ 110,000 total(indirect: By Prolific Publishing, Inc.)
    Exercise: $1.00From: 2005-09-30Exp: 2010-09-30→ Common Stock, $.01 par value (110,000 underlying)
Holdings

  • Stock Options

    Exercise: $0.75Exp: 2013-11-17→ Common Stock (83,333 underlying)
    83,333

  • Warrant

    (indirect: By Prolific Publishing, Inc.)
    Exercise: $3.75From: 2004-11-12Exp: 2009-11-12→ Common Stock (20,000 underlying)
    20,000

  • Common Stock

    (indirect: By Prolific Publishing, Inc.)
    20,000

  • Common Stock

    (indirect: By Dana M. Mix UTMA)
    390

  • Common Stock

    (indirect: By Devon R. Mix UTMA)
    165

  • Stock Options

    Exercise: $1.50Exp: 2013-03-22→ Common Stock (600,000 underlying)
    600,000
Footnotes (7)
  • [F1]A trust for the Reporting Person's child who is not a minor. The Reporting Person is not a trustee of such trust and disclaims beneficial ownership of such shares.
  • [F2]A trust for the Reporting Person's minor child. The Reporting Person disclaims beneficial ownership of such shares.
  • [F3]A California corporation of which the Reporting Person is a shareholder and a director.
  • [F4]Pursuant to Rule 16b-3; right to buy.
  • [F5]20,833 shares vested immediately. 20,833 shares each vest on 11/17/04 and 11/17/05; 20,834 shares vest on 11/17/06.
  • [F6]60,000 shares vest immediately. 60,000 shares each vest on 3/22/04, 3/22/05, 3/22/06 and 3/22/07. 60,000 shares vested on October 5, 2004 when the stock price traded for 20 consecutive days at $3.00 or above. The remainder of the option vests on the earlier of 3/22/2013 or in 60,000 share increments when the stock price trades for 20 consecutive trading dates at $5.00, $7.00, $9.00 and $10.00.
  • [F7]Warrants issued in connection with the purchase of a Convertible Note to Prolific Publishing, Inc. See Note (3) above.

Documents

1 file

Issuer

SPECTRE GAMING INC

CIK 0000891389

→
Entity typeoperating
IncorporatedMN

Related Parties

1
  • filerCIK 0000891389

Filing Metadata

Form type
4
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 5:25 PM ET
Size
13.1 KB
View on SEC.gov