Home/Filings/4/0001179110-06-006552
4//SEC Filing

ADESA INC 4

Accession 0001179110-06-006552

CIK 0001281949operating

Filed

Mar 16, 7:00 PM ET

Accepted

Mar 17, 2:13 PM ET

Size

23.4 KB

Accession

0001179110-06-006552

Insider Transaction Report

Form 4
Period: 2006-03-15
GARTZKE DAVID G
DirectorChairman, President & CEO
Transactions
  • Award

    Dividend Equivalent Rights

    2006-03-15+123.633818.507 total
    Common Stock, par value $.01 per share (123.633 underlying)
Holdings
  • Option to Purchase Common Stock, par value $.01 per share

    Exercise: $17.14Exp: 2010-01-03Common Stock, par value $.01 per share (15,742 underlying)
    15,742
  • Common Stock, par value $.01 per share

    46,323.573
  • Option to Purchase Common Stock, par value $.01 per share

    Exercise: $14.49Exp: 2011-01-02Common Stock, par value $.01 per share (27,526 underlying)
    27,526
  • Option to Purchase Common Stock, par value $.01 per share

    Exercise: $17.14Exp: 2006-01-02Common Stock, par value $.01 per share (3,941 underlying)
    0
  • Restricted Stock Units convertible to Common Stock

    Exercise: $0.00Common Stock, par value $.01 per share (3,888 underlying)
    3,888
  • Option to Purchase Common Stock, par value $.01 per share

    Exercise: $13.46Exp: 2009-01-04Common Stock, par value $.01 per share (33,443 underlying)
    33,443
  • Restricted Stock Units convertible to Common Stock

    Exercise: $0.00Common Stock, par value $.01 per share (5,968 underlying)
    5,968
  • Option to Purchase Common Stock, par value $.01 per share

    Exercise: $15.75Exp: 2012-01-02Common Stock, par value $.01 per share (126,511 underlying)
    126,511
  • Common stock, par value $.01 per share

    (indirect: By SERP)
    13,141
  • Option to Purchase Common Stock, par value $.01 per share

    Exercise: $13.26Exp: 2008-01-02Common Stock, par value $.01 per share (10,128 underlying)
    10,128
  • Common Stock, par value $.01 per share

    (indirect: By Spouse)
    21,107
  • Restricted Stock Units convertible to Common Stock

    Exercise: $0.00Common Stock, par value $.01 per share (41,497 underlying)
    41,497
  • Option to Purchase Common Stock, par value $.01 per share

    Exercise: $12.58Exp: 2013-02-03Common Stock, par value $.01 per share (121,006 underlying)
    121,006
  • Option to Purchase Common Stock, par value $.01 per share

    Exercise: $24.00Exp: 2010-06-16Common Stock, par value $.01 per share (663,950 underlying)
    663,950
Footnotes (11)
  • [F1]Restricted Stock Units vest on the third anniversary of the date of grant, provided that the executive is employed by ADESA, Inc. on such date at which time they will be converted into shares of ADESA, Inc. common stock or cash, at the election of ADESA, Inc.
  • [F10]1-for-1
  • [F11]The dividend equivalent rights accrued on Restricted Stock Units granted on 6/16/04 and vest with those Restricted Stock Units.
  • [F2]N/A
  • [F3]One-half (1/2) of the total grant vested and became exercisable on January 2, 1999 and the remaining one-half (1/2) of the grant vested and became exercisable on January 2, 2000.
  • [F4]One-half (1/2) of the total grant vested and became exercisable on January 4, 1999 and the remaining one-half (1/2) of the grant vested and became exercisable on January 4, 2000.
  • [F5]One-half (1/2) of the total grant vested and became exercisable on January 2, 2002 and the remaining one-half (1/2) of the grant vested and became exercisable on January 2, 2003.
  • [F6]One-half (1/2) of the total grant vested and became exercisable on January 2, 2003 and the remaining one-half (1/2) of the grant vested and became exercisable on January 2, 2004.
  • [F7]The grant vested and became exercisable on March 18, 2003.
  • [F8]One-half (1/2) of the total grant vested and became exercisable on February 3, 2004 and the remaining one-half (1/2) of the grant vested and became exercisable on February 3, 2005.
  • [F9]Options vest and become exercisable with respect to one-third (1/3) of the total grant on each of the first three anniversaries of the date of grant, provided that the executive is employed by ADESA, Inc. on such date.

Issuer

ADESA INC

CIK 0001281949

Entity typeoperating

Related Parties

1
  • filerCIK 0001281949

Filing Metadata

Form type
4
Filed
Mar 16, 7:00 PM ET
Accepted
Mar 17, 2:13 PM ET
Size
23.4 KB