4//SEC Filing
MOSS KELVIN H 4
Accession 0001179110-06-014118
CIK 0001234383other
Filed
Jun 26, 8:00 PM ET
Accepted
Jun 27, 2:05 PM ET
Size
25.0 KB
Accession
0001179110-06-014118
Insider Transaction Report
Form 4
BANK HOLDINGSTBHS
MOSS KELVIN H
Director
Transactions
- Exercise of In-Money
Common Stock Warrants
2006-06-27−65→ 0 total(indirect: By English Oaks Limited)Exercise: $10.48From: 2006-03-22Exp: 2006-06-30→ Common Stock (65 underlying) - Exercise of In-Money
Common Stock Warrants
2006-06-27−1,290→ 0 total(indirect: By Docoa, Inc.)Exercise: $10.48From: 2006-03-22Exp: 2006-06-30→ Common Stock (1,290 underlying) - Exercise of In-Money
Common Stock
2006-06-27$10.48/sh+3,224$33,788→ 29,842 total(indirect: By Kahem, Inc. Profit Sharing Plan) - Exercise of In-Money
Common Stock
2006-06-27$10.48/sh+1,935$20,279→ 16,856 total - Exercise of In-Money
Common Stock
2006-06-27$10.48/sh+1,290$13,519→ 7,737 total(indirect: By Docoa, Inc.) - Exercise of In-Money
Common Stock
2006-06-27$10.48/sh+65$681→ 388 total(indirect: By English Oaks Limited) - Exercise of In-Money
Common Stock Warrants
2006-06-27−1,935→ 0 totalExercise: $10.48From: 2006-03-22Exp: 2006-06-30→ Common Stock (1,935 underlying) - Exercise of In-Money
Commom Stock Warrants
2006-06-27−3,224→ 0 total(indirect: By Kahem, Inc. Profit Sharing Plan)Exercise: $10.48From: 2006-03-22Exp: 2006-06-30→ Common Stock (3,224 underlying) - Exercise of In-Money
Common Stock
2006-06-27−1,290→ 0 total(indirect: By LLC)Exercise: $10.48From: 2006-03-22Exp: 2006-06-30→ Common Stock (1,290 underlying)
Footnotes (12)
- [F1]The amount of warrants exercised was adjusted to reflect the effect of a 5% stock dividend paid on January 3, 2006 by 93 dividend warrants from 1,842 to 1,935 total warrants.
- [F10]The amount of securities beneficially owned was adjusted to reflect the effect of a 5% stock dividend paid on the issuer's common stock and warrants on January 3, 2006. Common stock in the amount of 6,140 shares was adjusted by 307 dividend shares to 6,447 common stock shares.
- [F11]The reporting person owns 25% of English Oaks Limitd, a partnership. the reporting person disclaims beneficial ownership of the reporting securities except to the extent of his pecuniary interest therin limited to 97 shares.
- [F12]The reporting person owns 16% of Moss Oaks, LLC, a limited liability company. The reporting person disclaims beneficial ownership of the reporting securities except to the extent of his pecuniary interest therin limited to 1,238 shares.
- [F2]The amount of securities beneficially owned was adjusted to reflect the effect of a 5% stock dividend paid on the issuer's common stock and warrants on January 3, 2006. Common stock in the amount of 14,210 shares was adjusted by 711 dividend shares to 14,921 common stock shares.
- [F3]The amount of warrants exercised was adjusted to reflect the effect of a 5% stock dividend paid on January 3, 2006 by 62 dividend warrants from 1,228 to 1,290 total warrants.
- [F4]The amount of securities beneficially owned was adjusted to reflect the effect of a 5% stock dividend paid on the issuer's common stock and warrants on January 3, 2006. Common stock in the amount of 6,140 shares was adjusted by 307 dividend shares to 6,447 common stock shares.
- [F5]The amount of warrants exercised was adjusted to reflect the effect of a 5% stock dividend paid on January 3, 2006 by 154 dividend warrants from 3,070 to 3,224 total warrants.
- [F6]The amount of securities beneficially owned was adjusted to reflect the effect of a 5% stock dividend paid on the issuer's common stock and warrants on January 3, 2006. Common stock in the amount of 25,350 shares was adjusted by 1,268 dividend shares to 26,618 common stock shares.
- [F7]The amount of warrants exercised was adjusted to reflect the effect of a 5% stock dividend paid on January 3, 2006 by 4 dividend warrants from 61 to 65 total warrants.
- [F8]The amount of securities beneficially owned was adjusted to reflect the effect of a 5% stock dividend paid on the issuer's common stock and warrants on January 3, 2006. Common stock in the amount of 307 shares was adjusted by 16 dividend shares to 323 common stock shares.
- [F9]The amount of warrants exercised was adjusted to reflect the effect of a 5% stock dividend paid on January 3, 2006 by 62 dividend warrants from 1,228 to 1,290 total warrants.
Documents
Issuer
BANK HOLDINGS
CIK 0001234383
Entity typeother
Related Parties
1- filerCIK 0001196560
Filing Metadata
- Form type
- 4
- Filed
- Jun 26, 8:00 PM ET
- Accepted
- Jun 27, 2:05 PM ET
- Size
- 25.0 KB