Hana Biosciences Inc 4

4 · Hana Biosciences Inc · Filed Jul 18, 2006

Form 4

Period: 2006-06-09

Director

Transactions

Purchase
Common Stock
2006-07-17$6.44/sh+1,400$9,016→ 2,400 total(indirect: By Trust)
Award
Common Stock
2006-06-09+10,000→ 81,748 total
Purchase
Common Stock
2006-07-17$6.47/sh+4,600$29,762→ 7,000 total(indirect: By Trust)

Holdings

Warrants
(indirect: By Coqui Capital Partners, LP)
Exercise: $5.80From: 2006-04-21Exp: 2010-10-21→ Common Stock (10,893 underlying)
10,893
Common Stock
(indirect: By JIJ Investments)
120,342
Common Stock
(indirect: By Kier Family LP)
151,528
Stock Options
Exercise: $1.33Exp: 2015-04-11→ Common Stock (20,000 underlying)
20,000
Warrants
(indirect: By JIJ Investments)
Exercise: $1.57Exp: 2010-04-22→ Common Stock (23,437 underlying)
23,437
Warrants
(indirect: By Coqui Capital Partners, LP)
Exercise: $1.57Exp: 2010-04-22→ Common Stock (46,875 underlying)
46,875
Warrants
(indirect: By Kier Family LP)
Exercise: $5.80From: 2006-04-21Exp: 2010-10-21→ Common Stock (4,357 underlying)
4,357
Stock Options
Exercise: $1.68Exp: 2014-02-01→ Common Stock (28,201 underlying)
28,201
Warrants
Exercise: $1.57Exp: 2010-04-22→ Common Stock (5,859 underlying)
5,859
Common Stock
(indirect: By Coqui Capital Partners, LP)
661,601
Stock Options
Exercise: $4.75From: 2006-11-10Exp: 2015-11-10→ Common Stock (40,000 underlying)
40,000

Footnotes (7)

[F1]A limited partnership, of which the Reporting Person is a general partner.
[F2]A partnership, of which the Reporting Person is a partner.
[F3]Coqui Capital Partners, LP ("Coqui") is currently in receivorship, with the Small Business Administration as Receivor. As a result, the Reporting Person no longer has voting or depositive power over these shares. The Reporting Person may retain a limited pecuniary interest in the shares as a limited partner of Coqui.
[F4]Total has been corrected to reflect shares that were purchased by the Isaac Kier Charitable Remainder Trust and not directly, as previously reported.
[F5]9,400 shares vest on each of 2/1/05 and 2/1/06 and 9,401 shares vest on 2/1/07.
[F6]6,667 shares vest on each of 4/11/2006 and 4/11/2007; 6,666 shares vest on 4/11/2008.
[F7]Immediately exercisable.

Documents

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