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4//SEC Filing

Carroll Michael A 4

Accession 0001179110-06-017529

CIK 0000798288other

View on SEC.gov Company Profile

Filed

Aug 24, 8:00 PM ET

Accepted

Aug 25, 3:35 PM ET

Size

30.8 KB

Accession

0001179110-06-017529

Insider Transaction Report

Form 4

Period: 2006-08-23

NEW PLAN EXCEL REALTY TRUST INCNXL

Carroll Michael A

Exec VP, Real Estate Op

Transactions

Exercise/Conversion
Common Stock
2006-08-23$13.71/sh+10,000$137,100→ 41,706.079 total
Exercise/Conversion
Stock Option (right to buy)
2006-08-25−8,471→ 0 total
Exercise: $17.82From: 1999-10-08Exp: 2008-10-07→ Common Stock (8,471 underlying)
Exercise/Conversion
Common Stock
2006-08-25$13.71/sh+2,652$36,359→ 34,358.079 total
Sale
Common Stock
2006-08-23$26.78/sh−500$13,390→ 41,206.079 total
Sale
Common Stock
2006-08-23$26.75/sh−4,500$120,375→ 36,706.079 total
Sale
Common Stock
2006-08-23$26.50/sh−5,000$132,500→ 31,706.079 total
Sale
Common Stock
2006-08-24$26.52/sh−5,000$132,600→ 36,706.079 total
Exercise/Conversion
Common Stock
2006-08-24$13.71/sh+10,000$137,100→ 41,706.079 total
Sale
Common Stock
2006-08-25$26.75/sh−6,123$163,790→ 36,706.079 total
Exercise/Conversion
Common Stock
2006-08-25$17.82/sh+8,471$150,953→ 42,829.079 total
Exercise/Conversion
Stock Option (right to buy)
2006-08-23−10,000→ 19,588 total
Exercise: $13.71From: 2002-03-19Exp: 2011-03-18→ Common Stock (10,000 underlying)
Sale
Common Stock
2006-08-25$26.70/sh−5,000$133,500→ 31,706.079 total
Exercise/Conversion
Stock Option (right to buy)
2006-08-24−10,000→ 9,588 total
Exercise: $13.71From: 2002-03-19Exp: 2011-03-18→ Common Stock (10,000 underlying)
Exercise/Conversion
Stock Option (right to buy)
2006-08-25−2,652→ 6,936 total
Exercise: $13.71From: 2002-03-19Exp: 2011-03-18→ Common Stock (2,652 underlying)

Holdings

Common Stock
(indirect: By Son)
125.006
Common Stock
(indirect: By 401(k))
1,879.506
Common Stock
(indirect: By Daughter)
98.111

Footnotes (4)

[F1]This amount includes shares held in the issuer's dividend reinvestment plan. Information regarding such shares is based on a plan statement as of August 23, 2006.
[F2]The reporting person holds these shares as custodian. The reporting person disclaims beneficial ownership as to these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
[F3]The initial option for 43,508 shares vested with respect to 30,856 shares in five equal annual installments beginning on March 19, 2002. The option vests with respect to the remaining 12,652 shares on March 19, 2009, subject to accelerated vesting based on the satisfaction of certain performance criteria.
[F4]The initial option for 10,000 shares vested in five equal annual installments beginning on October 8, 1999.

Documents

1 file

4
edgar.xmlPrimary
FORM 4 -

Issuer

NEW PLAN EXCEL REALTY TRUST INC

CIK 0000798288

Entity typeother

Related Parties

1

filerCIK 0001318504

Filing Metadata

Form type: 4
Filed: Aug 24, 8:00 PM ET
Accepted: Aug 25, 3:35 PM ET
Size: 30.8 KB

View on SEC.gov