4//SEC Filing
LIPTON ROGER 4
Accession 0001179110-06-024306
CIK 0000926295other
Filed
Dec 26, 7:00 PM ET
Accepted
Dec 27, 8:06 AM ET
Size
50.8 KB
Accession
0001179110-06-024306
Insider Transaction Report
Form 4
Lipton Roger
Director10% Owner
Transactions
- Purchase
Common Stock
1998-03-25$1.00/sh+135,908$135,908→ 135,908 total(indirect: RHL Associates) - Purchase
Common Stock
1998-03-25$1.00/sh+122,352$122,352→ 122,352 total - Purchase
Common Stock Purchased Private Form 3
1994-09-30$2.00/sh+234,592$469,184→ 234,592 total(indirect: RHL Associates) - Purchase
Common Stock
1997-12-30$1.50/sh+1,000$1,500→ 1,000 total(indirect: RHl Associates) - Purchase
Common Stock
1997-04-09$1.15/sh+66,000$75,900→ 66,000 total - Other
Common Stock
2003-11-15$0.65/sh+277,133$180,136→ 277,133 total(indirect: Estate of Solomon Lipton) - Purchase
Common Stock
2001-01-09$0.90/sh+60,000$54,000→ 60,000 total - Purchase
Common Stock
1994-09-30$2.00/sh+5,000$10,000→ 5,000 total(indirect: Leslie Lipton) - Purchase
Common Stock
1998-12-23$0.80/sh+75,000$60,000→ 75,000 total - Purchase
Common Stock
2001-08-06$0.75/sh+78,000$58,500→ 78,000 total - Purchase
Common Stock
1994-09-30$2.00/sh+35,000$70,000→ 35,000 total(indirect: Mary Lipton) - Purchase
Common Stock
1998-09-30$0.95/sh+65,000$61,750→ 65,000 total - Purchase
Common Stock
1997-12-30$1.50/sh+98,000$147,000→ 98,000 total(indirect: RHL Associates) - Purchase
Common Stock
2001-08-31$0.63/sh+20,618$12,989→ 20,618 total - Purchase
Common Stock
1997-12-30$1.09/sh+7,500$8,175→ 7,500 total(indirect: RHL Associates) - Purchase
Common Stock
1998-03-25$1.00/sh+2,000$2,000→ 2,000 total(indirect: Leslie Lipton) - Purchase
Common Stock Purchased Provate Form 3
1994-09-30$2.00/sh+239,958$479,916→ 239,958 total - Purchase
Common Stock
2001-01-02$0.90/sh+60,000$54,000→ 60,000 total(indirect: RHL Associates) - Purchase
Common Stock
1998-03-25$1.00/sh+1,602$1,602→ 1,602 total(indirect: By Foundation) - Purchase
Common Stock
1994-09-30$2.00/sh+4,005$8,010→ 4,005 total(indirect: By Foundation) - Purchase
Common Stock
1998-03-25$1.00/sh+14,000$14,000→ 14,000 total(indirect: Mary Lipton) - Purchase
Common Stock
1999-10-08$0.81/sh+106,936$86,618→ 106,936 total - Purchase
Common Stock
2001-08-31$0.63/sh+20,619$12,990→ 20,619 total(indirect: RHL Associates) - Exercise of In-Money
Option to Purchase Common Stock
2006-12-22$0.41/sh−50,000$20,350→ 0 totalExercise: $0.41From: 2005-03-10Exp: 2014-09-09→ Common Stock (50,000 underlying) - Will/Inheritance
Common Stock
2005-10-10$0.65/sh−91,000$59,150→ 0 total(indirect: Executor of Estate) - Disposition to Issuer
Common Stock
2005-10-10$0.50/sh−1,717,223$858,612→ 0 total - Exercise of In-Money
Option to Purchase Common Stock
2006-12-22$0.62/sh−10,000$6,200→ 0 totalExercise: $0.62From: 2002-03-15Exp: 2011-09-14→ Common Stock (10,000 underlying) - Exercise Out-of-Money
Option to Purchase Common Stock
2006-12-22$0.80/sh+10,000$8,000→ 0 totalExercise: $0.80From: 2002-09-15Exp: 2012-03-14→ Common Stock (10,000 underlying)
Footnotes (9)
- [F1]Stock issied pursuant to S-2 Registration effective February 26, 1998. ("The Rights Offering".)
- [F2]Stock issued pursuant to S-2 Registration effective February 26, 1998. ("The Rights Offering").
- [F3]Stcok issued pursuant to S-2 Registration effective February 28, 1998 ("The Rights Offering".)
- [F4]Stock issued pursuant to S-2 Registration effective February 26,1998. ("The Rights Offering".)
- [F5]Stock issued pursuant to S-2 Registration effective February 26, 1998. ("The Rights Offering.")
- [F6]Grant to reporting person of option to purchase 10,000 shares of Common Stock of the issuer's 1994 Non-Employee Director Plan, as amended on March 18,1996
- [F7]Grant to reporting person of option to purchase 10,000 shares of Common Stock of the Issuer under the issuer's 1994 Non-Employee Director Plan, as amended on March 8, 1996.
- [F8]Grant to reporting person of option to purchase 10,000 shares of Common Stock of the Issuer under the issuer's 2002 Combination Stock Option and Share Award Plan.
- [F9]Grant to reporting person of opotion to purchase 50,000 shares of Common Stock of the Issuer under the issuer's 2002 Combination Stock Option and Share Award Plan.
Documents
Issuer
BOSTON RESTAURANT ASSOCIATES INC
CIK 0000926295
Entity typeother
Related Parties
1- filerCIK 0001071193
Filing Metadata
- Form type
- 4
- Filed
- Dec 26, 7:00 PM ET
- Accepted
- Dec 27, 8:06 AM ET
- Size
- 50.8 KB