POLCARI JOHN P JR 4

Accession 0001179110-06-024329

CIK 0000926295other

View on SEC.gov Company Profile

Filed

Dec 26, 7:00 PM ET

Accepted

Dec 27, 2:10 PM ET

Size

27.1 KB

Accession

0001179110-06-024329

Insider Transaction Report

Form 4

Period: 2006-12-22

BOSTON RESTAURANT ASSOCIATES INCBRAI

POLCARI JOHN P JR

Director10% Owner

Transactions

Purchase
Common Stock
1998-03-25$1.00/sh+208,956$208,956→ 208,956 total
Deposit Into/Withdrawal From Voting Trust
Common Stock
1998-09-02$2.00/sh+522,390$1,044,780→ 522,390 total
Disposition to Issuer
Common Stock
2006-12-22$0.70/sh−800,016$560,011→ 800,016 total
Disposition to Issuer
Common Stock
2006-12-22$0.70/sh−67,729$47,410→ 67,729 total(indirect: By Spouse)
Deposit Into/Withdrawal From Voting Trust
Common Stock
1994-09-07$2.00/sh+68,670$137,340→ 68,670 total
Award
Series A Participating Preferred Stock
2005-01-20$0.85/sh+58,823$50,000→ 58,823 total(indirect: By Spouse)
Exercise: $0.85From: 2005-01-20→ Common Stock (58,823 underlying)
Exercise Out-of-Money
Option to Purchase Common Stock
2006-12-22$0.80/sh−10,000$8,000→ 0 total
Exercise: $0.80From: 2002-09-15Exp: 2012-03-14→ Common Stock (10,000 underlying)
Purchase
Common Stock
1998-09-02$1.00/sh+12,741$12,741→ 12,741 total(indirect: By Children)
Exercise of In-Money
Option to Purchase Common Stock
2006-12-22$0.62/sh−10,000$6,200→ 0 total
Exercise: $0.62From: 2002-03-15Exp: 2011-09-14→ Common Stock (10,000 underlying)
Exercise of In-Money
Option to Purchase Common Stock
2006-12-22$0.41/sh−50,000$20,350→ 0 total
Exercise: $0.41From: 2005-03-10Exp: 2014-09-09→ Common Stock (50,000 underlying)
Purchase
Common Stock
1998-09-02$1.00/sh+54,988$54,988→ 54,988 total(indirect: By Spouse)
Disposition to Issuer
Series A Participating Preferred Stock
2006-12-22$0.85/sh+58,823$50,000→ 58,823 total(indirect: By Spouse)
Exercise: $0.85From: 2005-01-20→ Common Stock (58,823 underlying)

Footnotes (7)

[F1]Stock issued prusuant to S-2 Registration effective March 26,1998 ("The Rights Offering").
[F2]Voting Trust dissolved and beneficial inetest of John P. Polcari, Jr transfer to Mr. Polcari as direct owner.
[F3]Grant to reporting person of option to purchase 10,000 shares of Common Stock of the Issuer under the issuer's 1994 Non-Employee Director Plan, as amended March 8, 1996.
[F4]Grant to reporting person of option to purchase 10,000 shares of Common Stock of the Issuer under the issuer's 1994 Non-Employee Director Plan, as amended on March 8, 1996.
[F5]Grant to reporting person of option to purchase 10,000 shares of Common Stock of the Issuer under the issuer's 2002 Combination Stock Option and Share Award Plan.
[F6]Grant to reporting person of option to purchase 50,000 shares of Common Stock of the Issuer under the issuer's 2002 Combination Stock Option and Share Award Plan.
[F7].There is no expiration date for the Series A Participating Preferred Stock

Documents

1 file

4
edgar.xmlPrimary
FORM 4 -

Issuer

BOSTON RESTAURANT ASSOCIATES INC

CIK 0000926295

→

Entity typeother

Related Parties

filerCIK 0001078541

Filing Metadata

Form type: 4
Filed: Dec 26, 7:00 PM ET
Accepted: Dec 27, 2:10 PM ET
Size: 27.1 KB

View on SEC.gov