Jaisinghani Haresh R 4

Accession 0001179110-06-024353

CIK 0000874761other

Filed

Dec 26, 7:00 PM ET

Accepted

Dec 27, 4:46 PM ET

Size

33.1 KB

Accession

0001179110-06-024353

Form 4

Period: 2006-12-22

President, Asia Region

Transactions

Sale
Common Stock
2006-12-22$22.11/sh−900$19,899→ 500 total
Sale
Common Stock
2006-12-22$22.28/sh−4,422$98,522→ 13,413 total
Sale
Common Stock
2006-12-22$22.31/sh−500$11,155→ 0 total
Award
Common Stock
2006-12-26$22.50/sh+23$518→ 13,612 total(indirect: By Spouse)
Exercise/Conversion
Stock Option Grant (right to buy)
2006-12-22−4,289→ 0 total(indirect: By Spouse)
Exercise: $13.19→ Common Stock (4,289 underlying)
Sale
Common Stock
2006-12-22$22.30/sh−2,665$59,430→ 20,835 total
Sale
Common Stock
2006-12-22$22.26/sh−4,319$96,141→ 9,094 total
Sale
Common Stock
2006-12-22$22.30/sh−2,289$51,045→ 2,232 total(indirect: By Spouse)
Exercise/Conversion
Common Stock
2006-12-22$13.19/sh+30,000$395,700→ 30,000 total
Sale
Common Stock
2006-12-22$22.33/sh−5,000$111,650→ 25,000 total
Sale
Common Stock
2006-12-22$22.27/sh−5,334$118,788→ 3,760 total
Exercise/Conversion
Stock Option Grant (right to buy)
2006-12-22−30,000→ 13,461 total
Exercise: $13.19→ Common Stock (30,000 underlying)
Sale
Common Stock
2006-12-22$22.09/sh−3,000$66,270→ 17,835 total
Sale
Common Stock
2006-12-22$22.29/sh−2,360$52,604→ 1,400 total
Exercise/Conversion
Common Stock
2006-12-22$13.19/sh+4,289$56,572→ 4,521 total(indirect: By Spouse)
Sale
Common Stock
2006-12-22$22.32/sh−1,500$33,480→ 23,500 total
Sale
Common Stock
2006-12-22$22.25/sh−1,000$22,250→ 1,232 total(indirect: By Spouse)

Holdings

Footnotes (6)

[F1]This sale was executed pursuant to a written plan intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Mr. Jaisinghani's sales plan was adopted on November 28, 2006.
[F2]This sale was executed pursuant to a written plan intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Ms. Zhao's (Mr. Jaisinghani's wife)sales plan was adopted on December 6, 2006.
[F3]This ten year stock option was awarded on 10/25/2001 and vested in one year, such that the entire grant was vested on 10/25/2002.
[F4]Based upon the latest plan statement dated 12/26/2006, Mr. Jaisinghani does not report any change in ownership for shares he holds in The AES Retirement Savings Plan.
[F5]Since Mr. Jaisinghani's last filing on 12/13/06, Mr. Jaisinghani's spouse acquired 23 shares of AES Common stock at an average price of $22.50 pursuant to The AES Retirement Savings Plan. This report is based upon a plan statement dated 12/26/2006.
[F6]The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Documents

1 file

AES CORP

CIK 0000874761

Entity typeother