PROSPECT MEDICAL HOLDINGS INC·4

Jan 3, 6:51 PM ET

Dickson Catherine S 4

4 · PROSPECT MEDICAL HOLDINGS INC · Filed Jan 3, 2007

Insider Transaction Report

Form 4
Period: 2006-12-28
Dickson Catherine S
DirectorPresident and COO
Transactions
  • Exercise/Conversion

    Common Stock

    2006-12-28$3.00/sh+25,500$76,50025,500 total
  • Disposition to Issuer

    Common Stock

    2006-12-28$6.05/sh12,645$76,50212,855 total
  • Exercise/Conversion

    Options (right to buy)

    2006-12-2825,5000 total
    Exercise: $3.00Exp: 2007-01-01Common Stock (25,500 underlying)
Holdings
  • Options (right to buy)

    Exercise: $4.97Exp: 2010-09-30Common Stock (11,450 underlying)
    11,450
  • Options (right to buy)

    Exercise: $5.00Exp: 2009-09-30Common Stock (50,000 underlying)
    50,000
  • Options (right to buy)

    Exercise: $3.00Exp: 2007-04-30Common Stock (30,000 underlying)
    30,000
  • Options (right to buy)

    Exercise: $6.45Exp: 2009-11-09Common Stock (34,375 underlying)
    34,375
  • Options (right to buy)

    Exercise: $5.00Exp: 2009-05-07Common Stock (33,000 underlying)
    33,000
Footnotes (2)
  • [F1]Consideration for the exercise of these options was paid through a net exercise and deemed sale of 12,645 of the underlying shares to the issuer as reported on the next line of this Form 4 report
  • [F2]Currently exercisable

Documents

1 file
  • 4
    edgar.xmlPrimary

    FORM 4 -