4//SEC Filing
FIRST REGIONAL BANCORP 4
Accession 0001179110-07-002930
CIK 0000356708operating
Filed
Feb 5, 7:00 PM ET
Accepted
Feb 6, 4:14 PM ET
Size
13.9 KB
Accession
0001179110-07-002930
Insider Transaction Report
Form 4
SWEENEY STEVEN J
General Counsel
Transactions
- Sale
Common Stock
2007-02-02$34.09/sh−10,000$340,894→ 89,000 total(indirect: By Trust)
Holdings
- 21,003(indirect: By Trust)
Common Stock
- 75,000
Stock Option (right to buy)
Exercise: $6.93From: 2004-10-01Exp: 2013-09-01→ Common Stock (75,000 underlying) - 4,206(indirect: By Trust)
Common Stock
- 291(indirect: By 401(k))
Common Stock
- 1,275(indirect: Employee Stock Ownership Plan)
Common Stock
Footnotes (6)
- [F1]Reflects adjustment for 3-for-1 stock split effected August 2006.
- [F2]The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is a beneficial owner of such shares for the purposes of Section 16 or for any other purpose.
- [F3]Shares beneficially owned by reporting person's child.
- [F4]Represents total number of shares in 401(k) Plan as of 2/6/07, all of which are vested.
- [F5]Represents total number of shares in Employee Stock Ownership Plan, 40% (or 510 shares) of which are vested.
- [F6]The option was granted on September 22, 2003 under the company's 1999 Stock Option Plan and vests over seven years as follows: 10,713 option shares on October 1 of 2004, 2005, 2006, 2007, 2008 and 2009 and 10,722 option shares on October 1, 2010. Reflects adjustment for 3-for-1 stock split effected August 2006.
Documents
Issuer
FIRST REGIONAL BANCORP
CIK 0000356708
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0000356708
Filing Metadata
- Form type
- 4
- Filed
- Feb 5, 7:00 PM ET
- Accepted
- Feb 6, 4:14 PM ET
- Size
- 13.9 KB