4//SEC Filing
AES CORP 4
Accession 0001179110-07-003041
$AESCIK 0000874761operating
Filed
Feb 6, 7:00 PM ET
Accepted
Feb 7, 3:24 PM ET
Size
25.8 KB
Accession
0001179110-07-003041
Insider Transaction Report
Form 4
AES CORPAES
Jaisinghani Haresh R
President, Asia Region
Transactions
- Exercise/Conversion
Common Stock
2007-02-06$8.97/sh+545$4,889→ 777 total(indirect: By Spouse) - Sale
Common Stock
2006-02-05$21.50/sh−10,392$223,428→ 19,958 total - Exercise/Conversion
Common Stock
2007-02-06$13.19/sh+13,461$177,551→ 30,350 total - Award
Common Stock
2007-02-05$21.09/sh+26$548→ 13,638 total(indirect: By Spouse) - Exercise/Conversion
Stock Option Grant (Right to buy)
2007-02-05−10,392→ 0 totalExercise: $2.83→ Common Stock (10,392 underlying) - Exercise/Conversion
Stock Option Grant (Right to buy)
2007-02-06−545→ 0 total(indirect: By Spouse)Exercise: $8.97→ Common Stock (545 underlying) - Exercise/Conversion
Common Stock
2007-02-06$8.97/sh+6,497$58,278→ 16,889 total - Exercise/Conversion
Stock Option Grant (Right to buy)
2007-02-06−13,461→ 0 totalExercise: $13.19→ Common Stock (13,461 underlying) - Exercise/Conversion
Common Stock
2007-02-05$2.83/sh+10,392$29,409→ 10,392 total - Exercise/Conversion
Stock Option Grant (Right to buy)
2007-02-06−6,497→ 0 totalExercise: $8.97→ Common Stock (6,497 underlying) - Sale
Common Stock
2007-02-06$21.50/sh−19,958$429,097→ 0 total - Sale
Common Stock
2007-02-06$21.50/sh−545$11,718→ 232 total(indirect: By Spouse)
Holdings
- 24,476(indirect: By 401(k))
Common Stock
Footnotes (8)
- [F1]This sale was executed pursuant to a written plan intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Mr. Jaisinghani's sales plan was adopted on November 28, 2006.
- [F2]This sale was executed pursuant to a written plan intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Ms. Zhao's (Mr. Jaisinghani's wife)sales plan was adopted on December 6, 2006.
- [F3]This ten year stock option was awarded on 02/12/2003 and vested in two equal annual installments such that one half vested on 02/12/2004 and the remaining half vested on 02/12/2005.
- [F4]This ten year stock option was awarded on 02/04/2004 and vested in three equal annual installments such that one third vested on 02/04/2005, one third vested on 02/04/2006, and the final third vested on 02/04/2007.
- [F5]This ten year stock option was awarded on 10/25/2001 and vested in one year, such that the entire grant vested on 10/25/2002.
- [F6]Based upon a plan statement dated 02/05/2007, Mr. Jaisinghani does not report any change in ownership for shares he holds in The AES Retirement Savings Plan.
- [F7]Since Mr. Jaisinghani's last filing on 12/27/2006, Mr. Jaisinghani's spouse acquired 26 shares of AES Common stock at an average price of $21.09 pursuant to The AES Retirement Savings Plan. This report is based upon a plan statement dated 02/05/2007.
- [F8]The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose.
Documents
Issuer
AES CORP
CIK 0000874761
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000874761
Filing Metadata
- Form type
- 4
- Filed
- Feb 6, 7:00 PM ET
- Accepted
- Feb 7, 3:24 PM ET
- Size
- 25.8 KB