4//SEC Filing
New York & Company, Inc. 4
Accession 0001179110-07-004297
CIK 0001211351operating
Filed
Feb 20, 7:00 PM ET
Accepted
Feb 21, 5:11 PM ET
Size
12.5 KB
Accession
0001179110-07-004297
Insider Transaction Report
Form 4
Crystal Richard P
DirectorChairman and CEO
Transactions
- Exercise/Conversion
Options to Purchase Common Stock
2007-02-20$0.11/sh−50,000$5,500→ 1,181,367 totalExercise: $0.11Exp: 2012-11-27→ Common Stock (50,000 underlying) - Sale
Common Stock
2007-02-20$15.85/sh−50,000$792,450→ 358,553 total - Exercise/Conversion
Common Stock
2007-02-20$0.11/sh+50,000$5,500→ 408,553 total
Holdings
- 486,453
Options to Purchase Common Stock
Exercise: $3.23Exp: 2014-05-14→ Common Stock (486,453 underlying) - 45,000
Options to Purchase Common Stock
Exercise: $15.76Exp: 2016-03-15→ Common Stock (45,000 underlying)
Footnotes (4)
- [F1]This exercise of options to purchase Common Stock and the sale of Common Stock are pursuant to the reporting person's 10b5-1 Plan which commenced on November 20, 2006 under Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F2]Includes 343,553 shares of Common Stock. Also includes 15,000 shares of restricted stock which will be earned pursuant to a schedule ending on August 16, 2010 depending on company performance and continued employment through August 16, 2010, at which time such shares shall vest. If certain company performance objectives are met throughout the 4-year period, the restricted stock will be earned as follows: 1,875 on February 3, 2007; 3,750 on February 2, 2008; 3,750 on January 31, 2009; 3,750 on January 30, 2010; and 1,875 on August 16, 2010. If on August 16, 2010, the company's cumulative 4-year performance meets the cumulative 4-year performance objectives, then any unearned shares will vest.
- [F3]The options to purchase Common Stock are currently exercisable.
- [F4]The options become exercisable in five annual installments on the following dates: 6,750 shares on March 15, 2007; 6,750 shares on March 15, 2008; 9,000 shares on March 15, 2009; 11,250 shares on March 15, 2010; and 11,250 shares on March 15, 2011.
Documents
Issuer
New York & Company, Inc.
CIK 0001211351
Entity typeoperating
Related Parties
1- filerCIK 0001211351
Filing Metadata
- Form type
- 4
- Filed
- Feb 20, 7:00 PM ET
- Accepted
- Feb 21, 5:11 PM ET
- Size
- 12.5 KB