4//SEC Filing
New York & Company, Inc. 4
Accession 0001179110-07-006686
CIK 0001211351operating
Filed
Mar 22, 8:00 PM ET
Accepted
Mar 23, 5:15 PM ET
Size
12.4 KB
Accession
0001179110-07-006686
Insider Transaction Report
Form 4
DeWolf John
EVP, Real Estate and Strategic
Transactions
- Award
Options to Purchase Common Stock
2007-03-21$16.00/sh+10,000$160,000→ 10,000 totalExercise: $16.00Exp: 2017-03-21→ Common Stock (10,000 underlying) - Award
Options to Purchase Common Stock
2007-03-21$0.11/sh+13,155$1,447→ 105,234 totalExercise: $0.11Exp: 2013-04-02→ Common Stock (13,155 underlying)
Holdings
- 174,968
Options to Purchase Common Stock
Exercise: $17.00Exp: 2014-10-06→ Common Stock (174,968 underlying) - 59,362
Common Stock
- 25,000
Options to Purchase Common Stock
Exercise: $15.76Exp: 2016-03-15→ Common Stock (25,000 underlying)
Footnotes (6)
- [F1]The reporting person was granted an employee option to purchase 10,000 shares of common stock.
- [F2]The options become exercisable in five annual installments on the following dates: 1,500 shares on March 21, 2008; 1,500 shares on March 21, 2009; 2,000 shares on March 21, 2010; 2,500 shares on March 21, 2011; and 2,500 shares on March 21, 2012.
- [F3]On April 2, 2003, the reporting person was granted an option to purchase 52,622 shares of common stock. The options vest in four equal annual installments based on the Issuer's satisfaction of certain performance criteria for each of the fiscal years 2003 through 2006. The performance criteria for 2006 were met and confirmed as of March 21, 2007, resulting in the vesting of 13,155 options. The performance criteria have already been met and confirmed for all previous years resulting in the vesting of the related options.
- [F4]The options to purchase Common Stock are currently exercisable.
- [F5]The options become exercisable as follows: 52,490 shares on the grant date of October 6, 2004; 34,994 shares on October 6, 2005; 43,742 shares on October 6, 2006; and 43,742 shares on October 6, 2007.
- [F6]The options become exercisable in three annual installments on the following dates: 8,333 shares on March 15, 2007; 8,333 shares on March 15, 2008; and 8,334 shares on March 15, 2009.
Documents
Issuer
New York & Company, Inc.
CIK 0001211351
Entity typeoperating
Related Parties
1- filerCIK 0001211351
Filing Metadata
- Form type
- 4
- Filed
- Mar 22, 8:00 PM ET
- Accepted
- Mar 23, 5:15 PM ET
- Size
- 12.4 KB