Home/Filings/4/A/0001179110-07-008323
4/A//SEC Filing

ADESA INC 4/A

Accession 0001179110-07-008323

CIK 0001281949operating

Filed

Apr 23, 8:00 PM ET

Accepted

Apr 24, 5:25 PM ET

Size

22.3 KB

Accession

0001179110-07-008323

Insider Transaction Report

Form 4/AAmended
Period: 2007-02-12
GARTZKE DAVID G
DirectorChairman, President & CEO
Transactions
  • Award

    Restricted Stock Units convertible to Common Stock

    2007-02-12+6,105.1476,105.147 total
    Exercise: $0.00Common Stock, par value $.01 per share (6,105.147 underlying)
Holdings
  • Restricted Stock Units convertible to Common Stock

    Exercise: $0.00Common Stock, par value $.01 per share (41,497 underlying)
    41,497
  • Options to Purchase Common Stock, par value $.01 per share

    Exercise: $15.75Exp: 2012-01-02Common Stock, par value $.01 per share (126,511 underlying)
    126,511
  • Options to Purchase Common Stock, par value $.01 per share

    Exercise: $17.14Exp: 2010-01-03Common Stock, par value $.01 per share (15,742 underlying)
    15,742
  • Common Stock, par value $.01 per share

    (indirect: By Spouse)
    21,107
  • Restricted Stock Units convertible to Common Stock

    Exercise: $0.00Common Stock, par value $.01 per share (3,888 underlying)
    3,888
  • Options to Purchase Common Stock, par value $.01 per share

    Exercise: $13.46Exp: 2009-01-04Common Stock, par value $.01 per share (33,443 underlying)
    33,443
  • Options to Purchase Common Stock, par value $.01 per share

    Exercise: $14.49Exp: 2011-01-02Common Stock, par value $.01 per share (27,526 underlying)
    27,526
  • Options to Purchase Common Stock, par value $.01 per share

    Exercise: $12.58Exp: 2013-02-03Common Stock, par value $.01 per share (121,006 underlying)
    121,006
  • Dividend Equivalent Rights

    Common Stock, par value $.01 per share (1,234.422 underlying)
    1,234.422
  • Options to Purchase Common Stock, par value $.01 per share

    Exercise: $24.00Exp: 2010-06-16Common Stock, par value $.01 per share (663,950 underlying)
    663,950
  • Common Stock, par value $.01 per share

    46,323.573
  • Restricted Stock Units convertible to Common Stock

    Exercise: $0.00Common Stock, par value $.01 per share (5,968 underlying)
    5,968
  • Options to Purchase Common Stock, par value $.01 per share

    Exercise: $13.26Exp: 2008-01-02Common Stock, par value $.01 per share (10,128 underlying)
    10,128
Footnotes (8)
  • [F1]Restricted Stock Units vest on the third anniversary of the date of grant (6/16/04), provided that the executive is employed by ADESA, Inc. on such date at which time they will be converted into shares of ADESA, Inc. common stock or cash, at the election of ADESA, Inc.
  • [F2]N/A
  • [F3]Restricted Stock Units vest on the third anniversary of the date of grant (2/15/05), provided that the executive is employed by ADESA, Inc. on such date at which time they will be converted into shares of ADESA, Inc. common stock or cash, at the election of ADESA, Inc.
  • [F4]Options are fully vested and immediately exercisable.
  • [F5]Restricted Stock Units vest on the third anniversary of the date of grant (2/16/06), provided that the executive is employed by ADESA, Inc. on such date at which time they will be converted into shares of ADESA, Inc. common stock or cash, at the election of ADESA, Inc.
  • [F6]1-for-1
  • [F7]The dividend equivalent rights accrued on Restricted Stock Units granted on 6/16/04 vest with those Restricted Stock Units.
  • [F8]Restricted Stock Units vest on the third anniversary of the date of grant (2/12/07), provided that the executive is employed by ADESA, Inc. on such date at which time they will be converted into shares of ADESA, Inc. common stock or cash, at the election of ADESA, Inc.

Documents

1 file

Issuer

ADESA INC

CIK 0001281949

Entity typeoperating

Related Parties

1
  • filerCIK 0001281949

Filing Metadata

Form type
4/A
Filed
Apr 23, 8:00 PM ET
Accepted
Apr 24, 5:25 PM ET
Size
22.3 KB